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Northrop Grumman Innovation Systems, Inc. 
 VA
  SEC # 866121

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1,844  SEC Filings
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  from  2/16/94  to  7/19/18  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Northrop Grumman Innovation Systems, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  597 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/19/18 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
6/29/18 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 25
6/6/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 26
6/6/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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250

8-K Items: 
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9/18/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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32
6/6/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
6/6/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
5/2/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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60
9/29/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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12
12/13/13 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
12/12/14 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
6/6/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
9/12/06 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
6/6/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
5/5/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
11/2/16 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
6/6/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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1
6/6/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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45
6/6/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
3/16/15 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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3
11/29/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
5/3/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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19
11/29/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 57
6/6/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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168

5/31/18 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 5
5/3/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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69
2/21/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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20
11/20/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
10/24/17 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
10/20/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
10/20/17 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/2/17 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/23/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 22
5/11/17 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
3/1/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/23/17 OLD10-KTUpdate:  Annual-Transition Reports — Form 10-K  OLD  — Financial Reports
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2
5/6/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 16
4/18/16 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 13
4/18/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
4/7/16 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 9
7/7/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 14
2/11/15 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
1/23/15 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
1/16/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 19
8/15/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
9/10/13 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 4
9/9/10 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 4
9/8/10 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
10/30/08 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
10/30/08 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
10/24/08 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 13
6/4/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
12/9/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
5/21/02 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/14/02 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
12/6/01 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
6/19/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
12/15/98 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 4

General Exhibits: 
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6/26/18 OLDEX-23Consents of Experts and Counsel  OLD 136
6/6/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 63
5/31/18 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 10
2/21/18 OLDEX-10Material Contracts  OLD 189
2/21/18 OLDEX-21Subsidiaries Lists  OLD 27
9/18/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
5/6/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 58
5/6/16 OLDEX-5Opinions of Counsel re: Legality  OLD 44
4/7/16 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 6
4/7/16 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 10
3/16/15 OLDEX-14Codes of Ethics  OLD 4
5/22/14 OLDEX-24Powers of Attorney  OLD 47
6/28/00 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 4
12/15/98 OLDEX-9Voting Trust Agreements  OLD 5

Additional Exhibits: 
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5/2/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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305

Financials: 
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5/3/18 OLDEX-31Certifications — §302 – SOA’02  OLD 124
5/3/18 OLDEX-32Certifications — §906 – SOA’02  OLD 64
5/3/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,380
5/3/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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42
5/3/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 210
5/3/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
35
5/5/17 OLDEX-16Letters re: Changes in Accountants  OLD 2
4/28/17 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
3/15/16 OLDEX-12Statements re: Computations of Ratios  OLD 22
11/15/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23
2/10/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 8

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5/3/18 OLDGRAPHICPhotos, Images and Graphs  OLD 1,414


Forms
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, Documents
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& Exhibits
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 in  1,264 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/8/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 1,035
6/8/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 123
6/7/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/6/18 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
3/3/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 62
8/15/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
9/8/10 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
12/15/98 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 4
7/2/98 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4

Letters: 
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10/25/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC21

General Exhibits: 
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3/3/17 OLDEX-24Powers of Attorney  OLD 30
12/15/98 OLDEX-9Voting Trust Agreements  OLD 5
12/12/97 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
3/27/95 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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6/7/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 32

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6/2/14 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2018 115
2017 132
2016 130
2015 188
2014 133
2013 92
2012 75
2011 80
2010 83
2009 62
2008 69
2007 91
2006 99
2005 133
2004 128
2003 82
2002 39
2001 33
2000 10
1999 18
1998 20
1997 21
1996 7
1995 2
1994 2

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