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Escalon Medical Corp. 
 PA
  SEC # 862668

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448  SEC Filings
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  from  8/27/96  to  2/14/24  (2 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-Q’ — Quarterly Report — Form 10-Q — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Escalon Medical Corp. 

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Forms
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, Documents
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& Exhibits
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 in  311 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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84
11/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-256
10/13/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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48
9/29/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-255
11/2/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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77

8-K Items: 
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7/6/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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13
7/6/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
10/10/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
9/28/10 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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2
7/6/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
1/20/12 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
11/16/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 9
2/14/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
11/2/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
2/14/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
2/20/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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14
2/14/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
7/6/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
10/18/12 OLD
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  Events: 
Other Events — Item 8.01  OLD 5
11/2/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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25

10/31/18 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
5/18/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 22
5/18/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
5/18/17 OLDARSUpdate:  Annual Reports to Security Holders  OLD 9
5/6/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
5/26/09 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
5/19/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
12/31/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
10/27/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
5/15/06 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 3
10/26/04 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
9/24/04 OLDCBOwnership:  Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB  OLD 9
4/21/04 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
2/26/02 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
9/21/01 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
9/28/98 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
10/24/97 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/27/96 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1

General Exhibits: 
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10/13/23EX-23Consents of Experts and Counsel50
7/6/18 OLDEX-10Material Contracts  OLD 63
2/14/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
11/14/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 11
10/10/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 17
10/28/09 OLDEX-21Subsidiaries Lists  OLD 7
2/6/09 OLDEX-5Opinions of Counsel re: Legality  OLD 7
1/3/05 OLDEX-17Correspondence re: Departure of a Director  OLD 1
4/8/04 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 14

Additional Exhibits: 
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9/25/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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42

Financials: 
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2/14/24EX-31Certifications — §302 – SOA’02188
2/14/24EX-32Certifications — §906 – SOA’02178
2/14/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,146
2/14/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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58
2/14/24EX-101.*XBRL Data  (XBRL Files)290
2/14/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)14
2/14/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
51
11/2/22 OLDEX-16Letters re: Changes in Accountants  OLD 5
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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18

Graphics: 
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11/2/22 OLDGRAPHICPhotos, Images and Graphs  OLD 118


Forms
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, Documents
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& Exhibits
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 in  138 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/31/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
2/22/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11
2/16/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 89
2/13/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 18
1/25/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1

Letters: 
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5/9/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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2/22/18 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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1/25/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 6
2022 5
2021 5
2020 5
2019 5
2018 15
2017 13
2016 19
2015 12
2014 19
2013 16
2012 16
2011 14
2010 13
2009 27
2008 17
2007 23
2006 24
2005 24
2004 56
2003 32
2002 9
2001 10
2000 9
1999 12
1998 22
1997 14
1996 5

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