Cathay General Bancorp 

CA

  SEC # 861842

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1,576  SEC Filings   from  5/14/96  to  4/22/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  469 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	221
					8-K Items:
7/16/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	16
2/5/10	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
4/22/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	80
7/14/17	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
12/5/08	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
11/17/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	30
2/17/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
5/16/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’	14
4/22/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	26
5/27/22	OLD		Events:			•	Other Events — Item 8.01  OLD	58
4/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	152
4/11/24			ARS		Update:		Annual Reports to Security Holders	15
4/11/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	28
2/28/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	26
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	87
3/4/19	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
7/24/17	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	2
6/26/17	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	4
8/5/15	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
7/27/15	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
7/27/15	OLD		S-3D		Registration:		Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3  OLD	1
6/18/15	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
6/17/15	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	4
6/15/15	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	10
4/23/15	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	15
12/4/13	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
12/4/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
12/4/13	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
12/3/13	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
8/26/13	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
2/2/10	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	3
11/12/09	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
10/13/09	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
3/23/09	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
5/26/06	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
5/25/06	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
3/18/04	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
11/12/03	OLD		15-12G		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
10/23/03	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
3/14/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	5
12/20/00	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
4/30/97	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
					General Exhibits:
2/28/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/28/24			EX-23		Consents of Experts and Counsel			60
2/28/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			20
2/28/24			EX-21		Subsidiaries Lists			20
2/28/22	OLD		EX-10		Material Contracts  OLD			116
3/1/18	OLD		EX-24		Powers of Attorney  OLD			9
7/24/17	OLD		EX-5		Opinions of Counsel re: Legality  OLD			23
2/17/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			24
6/15/15	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			10
12/9/13	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
4/26/06	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
3/15/04	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			7
4/2/01	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			5
					Additional Exhibits:
4/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			214
					Financials:
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			4,541
4/22/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			94
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			411
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			55
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			88
2/28/24			EX-31		Certifications — §302 – SOA’02			172
2/28/24			EX-32		Certifications — §906 – SOA’02			172
6/26/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			11
10/21/03	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			19
					Graphics:
4/22/24			GRAPHIC		Photos, Images and Graphs			672

Forms , Documents & Exhibits  in  1,112 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 149150

        

Latest Filing			Type		Category	Description		Documents
4/16/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	885
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	73
1/29/24			5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5	110
1/25/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	23
11/3/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
12/7/18	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/23/15	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	4
12/3/13	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
10/5/15	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			14
					General Exhibits:
1/25/24			EX-24		Powers of Attorney			43
					Additional Exhibits:
12/7/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
1/22/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2024		33
2023		51
2022		57
2021		54
2020		57
2019		73
2018		77
2017		78
2016		62
2015		83
2014		72
2013		220
2012		126
2011		43
2010		39
2009		42
2008		49
2007		40
2006		64
2005		65
2004		41
2003		89
2002		14
2001		8
2000		9
1999		8
1998		7
1997		8
1996		7