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UBS Asset Management Americas Inc. 
 IL
  SEC # 861177

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1,429  SEC Filings
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  from  2/24/94  to  2/14/24  (6 Weeks Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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involving  UBS Asset Management Americas Inc. 

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Forms
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, Documents
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& Exhibits
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 in  1,312 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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120
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G1,147
6/23/2340-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies23
6/7/11 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 2
5/17/11 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
5/19/10 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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11
12/18/08 OLDAPP WDRegistration:  Withdrawals of Applications for Exemption Orders and Other Relief  OLD 2
4/14/06 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 5
10/13/04 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1
4/17/97 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Form-Specific Documents: 
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2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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48

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6/23/23GRAPHICPhotos, Images and Graphs370

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


9 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/2412/31/23  30 of 1,268  $86,748  
 CA
 
Kayne Anderson Rudnick Investment Management LLC
1/31/2412/31/23  90 of 1,062  $53,078  
 IL
 
Calamos Advisors LLC
4/25/233/31/23  NA of 5  NA  
 OH
 
Nationwide Fund Advisors
7/20/213/31/21  NA of 28,081  NA  
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Royal Bank of Canada
11/14/169/30/16  55 of 1,106  $67  
 CA
 
Analytic Investors, LLC
11/4/159/30/15  70 of 996  $229  
 MA
 
LMCG Investments, LLC
8/1/156/30/15  NA of 133  NA  
 NY
 
Mackay Shields LLC
2/5/1512/31/14  13 of 10,907  $141  
 WA
 
Russell Frank Co
8/14/136/30/13  NA of 1,203  NA  
 TX
 
United Services Automobile Association


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 7
2023 9
2022 6
2021 13
2020 8
2019 13
2018 9
2017 15
2016 15
2015 18
2014 12
2013 14
2012 23
2011 25
2010 37
2009 66
2008 75
2007 89
2006 51
2005 41
2004 31
2003 36
2002 37
2001 85
2000 163
1999 127
1998 118
1997 92
1996 79
1995 77
1994 38

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