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Encorium Group Inc. 
 PA
  SEC # 856569

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412  SEC Filings
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  from  5/24/96  to  11/10/14  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Encorium Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  269 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/10/14 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
5/18/12 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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119

8-K Items: 
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2/16/12 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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22
4/2/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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8
5/18/12 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
7/23/10 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
10/6/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 29
5/4/11 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
5/18/12 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
7/22/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
4/24/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
4/28/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 8
5/4/11 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 10
2/18/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/19/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
5/18/12 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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25
2/18/10 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
2/16/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
10/1/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 19
2/16/12 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 80

11/15/11 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 6
10/3/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 13
5/4/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 26
3/31/11 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
10/1/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
8/25/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
8/20/10 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2
12/14/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
12/11/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 13
12/1/09 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
5/6/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
3/26/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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15
6/29/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 10
6/7/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
12/14/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
9/15/06 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
9/14/06 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/4/06 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/10/04 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/30/03 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
11/13/02 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 22
3/17/99 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
7/8/98 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
8/6/96 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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2/16/12 OLDEX-10Material Contracts  OLD 65
10/3/11 OLDEX-23Consents of Experts and Counsel  OLD 51
10/3/11 OLDEX-21Subsidiaries Lists  OLD 13
8/20/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 12
8/20/10 OLDEX-5Opinions of Counsel re: Legality  OLD 12
7/23/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
6/10/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13

Additional Exhibits: 
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2/16/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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116

Financials: 
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10/3/11 OLDEX-31Certifications — §302 – SOA’02  OLD 72
10/3/11 OLDEX-32Certifications — §906 – SOA’02  OLD 70
11/16/00 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 22

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8/20/10 OLDGRAPHICPhotos, Images and Graphs  OLD 57


Forms
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, Documents
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& Exhibits
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 in  144 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/22/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
12/29/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 75
12/20/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/30/10 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 19
1/13/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 21
2/14/07 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 2

Letters: 
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4/17/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

General Exhibits: 
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5/26/04 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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12/20/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 25

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7/22/08 OLDGRAPHICPhotos, Images and Graphs  OLD 21


        

Filings History

Year    # of Filings
In descending order
2014 1
2012 3
2011 10
2010 36
2009 45
2008 51
2007 58
2006 46
2005 33
2004 31
2003 9
2002 8
2001 7
2000 30
1999 10
1998 20
1997 5
1996 9

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