| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 1/21/22 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 90 |
| 11/12/20 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 46 |
| 2/11/10 | OLD | | D | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 3/31/09 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
| 3/17/09 | OLD | | F-6 | | Registration: | | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6 OLD | 1 |
| 8/30/07 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls | 69 |
| 6/4/07 | OLD | | 15F-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F OLD | 1 |
| 5/30/07 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 11/14/06 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 5 |
| 9/28/06 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 2 |
| 3/1/04 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB OLD | 1 |
| 3/1/04 | OLD | | F-X | | Registration: | | Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X OLD | 1 |
| | |
| | Form-Specific Documents: |
| 8/13/20 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 33 |
| | |
| | General Exhibits: |
| 3/17/09 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 3 |
| 11/14/06 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 4 |
| 11/14/06 | OLD | | EX-14 | | Codes of Ethics OLD | 3 |
| 11/14/06 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 4 |
| 11/14/06 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 3 |
| 12/15/05 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 15 |
| 12/15/05 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 3 |
| | |
| | Additional Exhibits: |
| 1/21/22 | OLD | | EX-99 | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls | 243 |
| | |
| | Financials: |
| 11/14/06 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 2 |
| 11/14/06 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 4 |
| 12/1/04 | OLD | | EX-11 | | Statement re: the Computation of Earnings Per Share OLD | 1 |
| | |
| | Graphics: |
| 6/3/13 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 2,588 |
