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Advanced Environmental Recycling Technologies Inc. 
 AR
  SEC # 849706

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370  SEC Filings
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  from  8/14/95  to  5/3/17  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 5/1/17 — Filed re:  Issuer / Subject Company — Filed by:  Richardson Vernon J 
 
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notifications of all
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Filings
involving  Advanced Environmental Recycling Technologies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  257 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/3/17 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/3/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
5/1/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
5/1/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 5
5/1/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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68

8-K Items: 
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3/30/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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11
3/21/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
5/1/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
7/15/10 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 5
3/30/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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14
12/30/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
3/21/11 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
5/1/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
1/21/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
5/1/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
5/1/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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14
5/1/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
7/5/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
5/1/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 18
5/1/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 32

4/21/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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25
4/10/17 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
3/31/17 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
11/14/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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70
4/29/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 22
12/11/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
4/27/12 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
9/28/11 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/20/11 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/20/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
3/31/11 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
2/9/09 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
8/28/08 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 13
8/12/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
3/18/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
8/24/07 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
7/22/05 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
7/11/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
2/11/05 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
3/29/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 8

General Exhibits: 
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5/1/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
3/17/17 OLDEX-23Consents of Experts and Counsel  OLD 33
3/17/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
3/17/17 OLDEX-10Material Contracts  OLD 126
3/17/17 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/9/09 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
2/9/09 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
11/28/07 OLDEX-5Opinions of Counsel re: Legality  OLD 8

Additional Exhibits: 
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3/17/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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42

Financials: 
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4/21/17 OLDEX-31Certifications — §302 – SOA’02  OLD 147
3/17/17 OLDEX-32Certifications — §906 – SOA’02  OLD 153
3/17/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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789
3/17/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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30
3/17/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 138
3/17/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
23
1/21/09 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/20/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22

Graphics: 
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4/21/17 OLDGRAPHICPhotos, Images and Graphs  OLD 552


Forms
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, Documents
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& Exhibits
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 in  113 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/3/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 79
5/3/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 9
5/2/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
2/26/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/13/03 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5

Letters: 
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12/20/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13

General Exhibits: 
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3/22/11 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
3/22/11 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
3/22/11 OLDEX-5Opinion of Counsel re: Legality  OLD 1
3/22/11 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/22/11 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
1/27/04 OLDEX-24Powers of Attorney  OLD 3

Additional Exhibits: 
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4/1/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 12


        

Filings History

Year    # of Filings
In descending order
2017 28
2016 9
2015 11
2014 6
2013 17
2012 12
2011 25
2010 21
2009 17
2008 43
2007 34
2006 18
2005 31
2004 24
2003 8
2002 9
2001 8
2000 9
1999 9
1998 8
1997 10
1996 6
1995 7

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