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Fuel Tech, Inc. 
 IL
  SEC # 846913

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961  SEC Filings
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  from  6/16/97  to  3/28/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/26/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Fuel Tech, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  351 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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178

8-K Items: 
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2/18/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
7/2/09 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/20/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 2
3/11/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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53
1/18/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 3
9/22/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
2/18/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
8/2/10 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
3/28/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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53
6/1/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
10/5/06 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
6/12/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
9/12/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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14
2/18/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 9
3/28/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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95

3/11/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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28
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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75
4/19/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
4/17/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A24
4/1/21 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
4/1/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
3/29/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
3/26/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
2/26/21 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/13/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
8/29/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
4/4/16 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/9/15 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
3/18/13 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
6/30/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
5/10/11 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
3/19/09 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
10/2/06 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/16/06 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3
5/17/05 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
6/16/97 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1

General Exhibits: 
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3/11/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/11/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 41
3/8/22 OLDEX-10Material Contracts  OLD 72
2/26/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 23
2/26/21 OLDEX-5Opinions of Counsel re: Legality  OLD 7
2/18/21 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
3/23/16 OLDEX-14Codes of Ethics  OLD 2
3/23/16 OLDEX-19Report Furnished to Security Holders  OLD 1
6/1/15 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
4/1/13 OLDEX-21Subsidiaries Lists  OLD 2
8/4/06 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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131

Financials: 
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3/28/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,196
3/28/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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82
3/28/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 391
3/28/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 35
3/28/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
75
3/11/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 173
3/11/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 88
3/23/16 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
3/23/16 OLDEX-12Statement re: the Computation of Ratios  OLD 1
7/22/10 OLDEX-16Letters re: Changes in Accountants  OLD 3

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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 410


Forms
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, Documents
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& Exhibits
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 in  615 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 359523
 

        
Latest Filing  Type    Category    Description        Documents
     
3/4/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 519
2/5/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G36
3/26/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 38
3/26/18 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
6/30/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
5/10/11 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
5/6/98 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Letters: 
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3/2/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11
3/2/21 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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4/11/16 OLDEX-24Powers of Attorney  OLD 2
1/9/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
5/6/98 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
5/6/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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6/1/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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3/16/11 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 20
2022 23
2021 26
2020 34
2019 33
2018 24
2017 42
2016 32
2015 34
2014 63
2013 45
2012 44
2011 46
2010 75
2009 76
2008 75
2007 63
2006 78
2005 51
2004 27
2003 22
2002 6
2001 6
2000 6
1998 1
1997 1

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