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Princeton Capital Corp. 
 MA
  SEC # 845385

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350  SEC Filings
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  from  4/9/98  to  3/29/24  (4 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Princeton Capital Corp. 

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Forms
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, Documents
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& Exhibits
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 in  289 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/29/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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18
12/14/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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62

8-K Items: 
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9/9/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
5/31/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
12/3/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/19/15 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
3/19/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
3/21/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
3/19/15 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
1/2/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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12
5/19/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
12/14/23"Submission of Matters to a Vote of Security Holders — Item 5.0710
10/5/20 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
10/27/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
10/27/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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19

11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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53
11/8/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A10
10/17/2340-17GUpdate:  Fidelity Bonds for Investment Companies10
8/6/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
4/1/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 17
11/15/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 23
4/9/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
2/9/15 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/9/15 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/9/15 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/26/14 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
11/5/14 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 11
2/14/14 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 12
11/14/11 OLD10-12BRegistration:  Registration Statement — Form 10  OLD 1
5/31/11 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
8/20/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 28
3/19/07 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
2/16/07 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
3/30/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
6/15/05 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
5/25/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
7/12/02 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
4/9/02 OLDDEFA14CProxy:  Definitive Additional Proxy Info Statement — Schedule 14C  OLD 1

General Exhibits: 
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3/30/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
5/19/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
8/28/18 OLDEX-10Material Contracts  OLD 17
12/14/16 OLDEX-14Codes of Ethics  OLD 3
3/19/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
8/27/08 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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3/29/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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44

Financials: 
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3/29/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 115
3/29/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 79
3/29/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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309
3/29/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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8
3/29/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 36
3/29/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 8
3/29/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
8
10/22/15 OLDEX-16Letters re: Changes in Accountants  OLD 5
4/13/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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12

Graphics: 
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3/29/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 128


Forms
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, Documents
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& Exhibits
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 in  69 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/24/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
1/19/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
6/19/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 36
5/31/11 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
2/20/09 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

General Exhibits: 
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6/24/16 OLDEX-24Powers of Attorney  OLD 8

Additional Exhibits: 
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1/19/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 8
2022 10
2021 9
2020 10
2019 13
2018 18
2017 11
2016 33
2015 31
2014 24
2013 15
2012 7
2011 12
2010 11
2009 12
2008 16
2007 10
2006 8
2005 11
2004 23
2003 19
2002 14
2001 6
2000 7
1999 5
1998 6

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