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Apex Global Brands Inc. 
 CA
  SEC # 844161

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846  SEC Filings
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  from  11/17/95  to  4/12/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Cove Street Capital, LLC 
 
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notifications of all
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Filings
involving  Apex Global Brands Inc. 

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Forms
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, Documents
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& Exhibits
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 in  372 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/8/21 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/7/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
4/5/21 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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164

8-K Items: 
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2/18/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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26
8/8/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
4/5/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
12/20/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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55
2/18/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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18
11/4/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 7
8/8/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
4/5/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
9/19/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
4/5/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/5/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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39
8/31/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
4/5/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 9
2/18/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
4/7/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 25
2/18/21 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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98

4/5/21 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
3/25/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 13
3/4/21 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/24/21 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
2/22/21 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/15/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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80
8/3/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 27
7/22/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
4/30/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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26
12/20/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
12/18/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
11/2/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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15
10/26/18 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
12/13/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
4/13/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
12/1/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
6/6/08 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/18/06 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
5/15/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/17/00 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
4/22/98 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD 1
12/3/96 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1

General Exhibits: 
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2/18/21 OLDEX-10Material Contracts  OLD 129
2/18/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
8/31/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
4/30/20 OLDEX-23Consents of Experts and Counsel  OLD 47
4/30/20 OLDEX-21Subsidiaries Lists  OLD 22
12/20/19 OLDEX-5Opinions of Counsel re: Legality  OLD 14
10/26/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
11/29/16 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
4/2/04 OLDEX-14Code of Ethics  OLD 1
10/21/96 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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2/18/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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101

Financials: 
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2/18/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,445
2/18/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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51
2/18/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 243
2/18/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 9
2/18/21 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
44
12/15/20 OLDEX-31Certifications — §302 – SOA’02  OLD 144
12/15/20 OLDEX-32Certifications — §906 – SOA’02  OLD 144
8/25/17 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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28

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3/4/21 OLDGRAPHICPhotos, Images and Graphs  OLD 203


Forms
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, Documents
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& Exhibits
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 in  474 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/12/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 36
4/5/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 293
2/2/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/6/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 106
5/1/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
10/19/12 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
2/17/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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11/2/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14
11/2/18 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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8/9/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7
9/20/17 OLDEX-24Powers of Attorney  OLD 2
10/15/02 OLDEX-5Opinions of Counsel re: Legality  OLD 3
2/12/97 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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2/24/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 22

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2/5/19 OLDGRAPHICPhotos, Images and Graphs  OLD 2


        

Filings History

Year    # of Filings
In descending order
2021 24
2020 27
2019 38
2018 62
2017 61
2016 49
2015 41
2014 40
2013 38
2012 39
2011 42
2010 38
2009 37
2008 34
2007 46
2006 34
2005 28
2004 38
2003 38
2002 17
2001 16
2000 12
1999 6
1998 15
1997 9
1996 16
1995 1

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