| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/10/24 |  | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 1,053 |
| 3/15/24 | | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT | 5 |
| 3/13/24 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 9 |
| 3/6/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 21 |
| 3/5/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 12 |
| 3/1/24 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 13 |
| 3/1/24 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 25 |
| 2/13/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 17 |
| 7/29/22 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 8 |
| 7/29/22 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3 OLD | 6 |
| 6/3/21 | OLD | | AW | | Registration: | | Amendment Withdrawal Requests OLD | 5 |
| 6/2/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 11 |
| 6/2/21 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 5 |
| 7/31/20 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 11 |
| 9/25/17 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 2 |
| 7/25/17 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 16 |
| 10/6/16 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 35 |
| 10/23/15 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 3 |
| 6/15/15 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 2 |
| 3/17/14 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 2 |
| 3/17/14 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 |
| 2/1/13 | OLD | | SC 14D9 | | Ownership: | | Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9 OLD | 1 |
| 11/4/10 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 3/13/08 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 2 |
| 3/13/08 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 3 |
| 3/12/08 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 7 |
| 10/31/07 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 2 |
| 9/7/07 | OLD | | POS EX | | Registration: | | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 |
| 9/7/07 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 33 |
| 5/11/07 | OLD | | F-6 | | Registration: | | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6 OLD | 1 |
| 6/30/06 | OLD | | NT 20-F | | Update: | | Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25 OLD | 1 |
| | |
| | Letters: |
| 6/27/07 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | Form-Specific Documents: |
| 2/13/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 17 |
| | |
| | General Exhibits: |
| 3/13/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 66 |
| 3/13/24 | | | EX-5 | | Opinions of Counsel re: Legality | 38 |
| 3/13/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 44 |
| 3/6/24 | | | EX-FILING FEES | | Filing Fees | 5 |
| 3/1/24 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 23 |
| 3/1/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/1/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 5 |
| 9/19/23 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 18 |
| 9/11/23 | | | EX-23 | | Consents of Experts and Counsel | 59 |
| 7/29/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 16 |
| 7/29/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 18 |
| 2/26/21 | OLD | | EX-10 | | Material Contracts OLD | 12 |
| 2/15/08 | OLD | | EX-21 | | Subsidiaries List OLD | 1 |
| | |
| | Additional Exhibits: |
| 6/2/21 | OLD | | EX-99 | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls | 58 |
| | |
| | Financials: |
| 3/1/24 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 23 |
| 3/1/24 | | | EX-12 | | Statements re: Computations of Ratios | 76 |
| 3/1/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,750 |
| 3/1/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 15 |
| 3/1/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 84 |
| 3/1/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 6 |
| 3/1/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 15 |
| | |
| | Graphics: |
| 4/10/24 | | | GRAPHIC | | Photos, Images and Graphs | 7,634 |
