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Willamette Valley Vineyards Inc. 
 OR
  SEC # 838875

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521  SEC Filings
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  from  6/7/96  to  3/26/24  (4 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Willamette Valley Vineyards Inc. 

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Forms
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, Documents
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& Exhibits
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 in  308 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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18
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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50
10/27/23424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities10
9/28/23FWPRegistration:  Prospectuses – Free Writing47
7/18/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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51

8-K Items: 
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8/1/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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2
2/6/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/15/08 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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6
5/28/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
1/3/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD 2
10/13/04 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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1
7/18/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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18
3/16/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
5/11/10 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
7/18/23"Submission of Matters to a Vote of Security Holders — Item 5.0711
7/16/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
6/23/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
6/23/21 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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12

5/31/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A30
7/13/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
7/7/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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18
7/1/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
5/20/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
2/4/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
1/15/16 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/30/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
10/27/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/11/15 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
12/9/11 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/1/11 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 6
5/18/10 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
5/16/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 15
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 37
9/10/01 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
7/9/01 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/30/97 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2

General Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/26/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 28
8/11/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
7/1/22 OLDEX-FILING FEESFiling Fees  OLD 1
7/1/22 OLDEX-5Opinions of Counsel re: Legality  OLD 6
3/11/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
9/16/19 OLDEX-10Material Contracts  OLD 3
3/10/16 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1
5/11/10 OLDEX-14Code of Ethics  OLD 1
9/10/01 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
9/10/01 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
9/10/01 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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6/23/21 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-SAR:  1 Accountant’s Report re: Internal Controls;  2 Policies re: Security Investments  (3 total)
20

Financials: 
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3/26/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 171
3/26/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 171
3/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,809
3/26/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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61
3/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 307
3/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 14
3/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
54
9/10/01 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
4/4/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21

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9/28/23GRAPHICPhotos, Images and Graphs291


Forms
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, Documents
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& Exhibits
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 in  260 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 969136
 

        
Latest Filing  Type    Category    Description        Documents
     
9/28/23FWPRegistration:  Prospectuses – Free Writing47
6/22/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4184
8/1/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11
2/8/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3

Letters: 
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7/7/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15
7/7/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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8/1/22 OLDEX-24Powers of Attorney  OLD 2

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9/28/23GRAPHICPhotos, Images and Graphs191


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 12
2022 18
2021 26
2020 21
2019 15
2018 21
2017 27
2016 53
2015 80
2014 18
2013 11
2012 12
2011 10
2010 14
2009 15
2008 19
2007 17
2006 25
2005 30
2004 23
2003 7
2002 9
2001 8
2000 7
1999 6
1998 6
1997 7
1996 3

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