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Resource America, Inc. 
 NY
  SEC # 83402

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959  SEC Filings
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  from  5/15/95  to  10/20/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/21 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Resource America, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  445 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/20/21 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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16
10/30/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 10
11/20/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
6/7/17 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
9/19/16 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/12/16 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 17
9/8/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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166

8-K Items: 
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5/23/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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40
9/8/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
9/8/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
8/2/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 49
9/2/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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13
9/8/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
10/9/09 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
9/8/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/25/13 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
9/8/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/8/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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13
9/8/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
9/11/08 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
8/31/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
8/29/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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8
3/10/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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16
8/29/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
9/8/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 93

8/12/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 6
8/8/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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69
7/14/16 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/28/16 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 13
6/16/16 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/22/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 23
3/10/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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32
11/12/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 15
11/22/13 OLD10-QTUpdate:  Quarterly-Transition Report — Form 10-Q  OLD  — Financial Reports
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1
11/13/13 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
7/18/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
7/1/13 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 6
9/18/12 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
8/27/12 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 9
10/14/09 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
2/1/07 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
2/21/06 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
1/6/04 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
5/15/03 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5
3/12/03 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
7/23/01 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 2
10/25/00 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
10/25/00 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/27/98 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
4/24/98 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
2/20/98 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
1/20/98 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
9/3/97 OLDS-11Registration:  Registration Statement by a Real Estate Company — Form S-11  OLD 1
11/26/96 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
11/22/96 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
8/14/96 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 4
7/19/96 OLDPRES14AProxy:  Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD 2
2/29/96 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/29/95 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
9/15/95 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1

Form-Specific Documents: 
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10/20/21 OLDINFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management
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16

General Exhibits: 
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6/28/16 OLDEX-23Consents of Experts and Counsel  OLD 74
5/23/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
5/23/16 OLDEX-10Material Contracts  OLD 180
5/23/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 24
3/10/16 OLDEX-21Subsidiaries Lists  OLD 21
11/12/14 OLDEX-5Opinions of Counsel re: Legality  OLD 26
9/2/14 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
8/31/07 OLDEX-14Code of Ethics  OLD 1
5/15/03 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 5
4/11/03 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
2/11/03 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
5/19/00 OLDEX-24Powers of Attorney  OLD 4
12/30/96 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 2
12/29/95 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1
5/15/95 OLDEX-19Reports Furnished to Security Holders  OLD 2

Additional Exhibits: 
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8/29/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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146

Financials: 
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8/8/16 OLDEX-31Certifications — §302 – SOA’02  OLD 129
8/8/16 OLDEX-32Certifications — §906 – SOA’02  OLD 129
8/8/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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3,036
8/8/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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36
8/8/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 150
8/8/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
25
3/10/16 OLDEX-12Statements re: Computations of Ratios  OLD 20
8/7/06 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
12/28/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23
1/11/99 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 14

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8/8/16 OLDGRAPHICPhotos, Images and Graphs  OLD 173

History as a Money Manager:  Assets Under Management
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Forms
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, Documents
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& Exhibits
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 in  489 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 113
9/21/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 311
9/8/16 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/1/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 25
12/24/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 17
2/10/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
7/23/01 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 2
10/25/00 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
10/25/00 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3

Letters: 
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11/29/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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2/1/16 OLDEX-24Power of Attorney  OLD 1
2/16/99 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
8/15/97 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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9/8/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 63


        

Filings History

Year    # of Filings
In descending order
2021 4
2020 7
2019 4
2018 5
2017 3
2016 88
2015 42
2014 56
2013 64
2012 60
2011 57
2010 53
2009 45
2008 81
2007 66
2006 61
2005 45
2004 33
2003 42
2002 18
2001 12
2000 23
1999 14
1998 24
1997 24
1996 20
1995 8

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