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Applied Minerals, Inc. 
 UT
  SEC # 8328

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802  SEC Filings
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  from  11/12/99  to  3/11/24  (5 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Samlyn Capital, LLC 
 
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notifications of all
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Filings
involving  Applied Minerals, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  445 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/16/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2522
5/11/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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165

8-K Items: 
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12/8/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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35
4/17/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
2/4/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
5/11/23"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ‘EX-10’
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1
12/27/11 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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19
10/9/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
8/14/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
6/21/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
8/10/22 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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46
12/13/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
8/14/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
1/3/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
10/1/12 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
1/30/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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22
11/14/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 55
1/30/23 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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81

3/31/23 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 13
12/21/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
11/30/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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58
4/15/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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25
11/18/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
10/8/19 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
7/29/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
10/24/18 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
9/17/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
9/12/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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45
9/4/18 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 2
8/29/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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18
9/5/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
5/10/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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3
7/26/13 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
1/23/12 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
9/1/10 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
10/1/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
8/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 18
5/1/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
1/26/06 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/15/04 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
2/6/03 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
1/29/03 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 13
10/3/02 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/24/01 OLDRWRegistration:  Registration Withdrawal Request  OLD 1

Letters: 
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8/29/18 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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11/30/22 OLDEX-10Material Contracts  OLD 125
11/30/22 OLDEX-95Mine-Safety Disclosures  OLD 47
7/29/19 OLDEX-23Consents of Experts and Counsel  OLD 61
7/29/19 OLDEX-5Opinions of Counsel re: Legality  OLD 30
7/23/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 30
9/1/10 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
3/31/05 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1
6/10/02 OLDEX-21Subsidiaries Lists  OLD 6

Additional Exhibits: 
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1/30/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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142

Financials: 
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5/11/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,851
5/11/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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81
5/11/23EX-101.*XBRL Data  (XBRL Files)406
5/11/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)21
5/11/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
72
11/30/22 OLDEX-31Certifications — §302 – SOA’02  OLD 177
11/30/22 OLDEX-32Certifications — §906 – SOA’02  OLD 167
10/9/18 OLDEX-16Letters re: Changes in Accountants  OLD 5
2/15/00 OLDEX-27Financial Data Schedule  OLD  — Financial Reports
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1

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1/30/23 OLDGRAPHICPhotos, Images and Graphs  OLD 363


Forms
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, Documents
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& Exhibits
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 in  358 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/11/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D34
2/6/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G21
2/16/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 12
12/21/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 242
5/7/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 24

Letters: 
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8/15/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC25

General Exhibits: 
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12/22/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
11/12/14 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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5/1/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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3/11/24GRAPHICPhotos, Images and Graphs18


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 8
2022 29
2021 17
2020 19
2019 20
2018 43
2017 44
2016 84
2015 80
2014 55
2013 38
2012 43
2011 54
2010 52
2009 65
2008 42
2007 39
2006 13
2005 17
2004 10
2003 10
2002 13
2001 2
2000 1
1999 1

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