Carrols Restaurant Group, Inc. 

NY

  SEC # 809248

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910  SEC Filings   from  6/22/04  to  4/19/24  (4 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13D’ — Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Gamco Investors, Inc. et al
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Forms , Documents & Exhibits  in  400 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/24			SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3	3
4/12/24			DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A	1
4/9/24			PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A	1
3/15/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	205
					8-K Items:
1/16/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	31
3/19/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	6
6/1/12	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
1/8/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	85
12/21/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	19
4/3/12	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
12/22/14	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
12/27/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	4
3/15/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	44
12/27/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	6
6/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	14
1/8/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	37
2/22/24			Events:			•	Other Events — Item 8.01	17
3/15/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	166
3/8/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	21
3/4/24			PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A	1
1/17/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	22
11/13/23			424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events	1
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	51
7/11/23			EFFECT		SEC:		SEC Notices of Effectiveness	8
7/10/23			424B3		Registration:		Prospectuses – New Facts or Events	9
7/6/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	17
6/22/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	6
6/22/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	6
4/27/23			ARS		Update:		Annual Reports to Security Holders	9
4/27/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	17
7/3/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
5/6/19	OLD		8-K12B		Registration:		Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD	1
9/27/17	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	4
4/26/12	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
4/25/12	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
12/15/06	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
12/15/06	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
12/8/06	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	9
11/29/06	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/8/06	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
10/25/04	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
					General Exhibits:
3/8/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/8/24			EX-23		Consents of Experts and Counsel			52
3/8/24			EX-19		Reports Furnished to Security Holders			3
3/8/24			EX-21		Subsidiaries Lists			25
3/4/24			EX-FILING FEES		Filing Fees			4
1/16/24			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			6
11/13/23			EX-10		Material Contracts			115
6/22/23			EX-5		Opinions of Counsel re: Legality			18
12/27/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			70
5/13/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			23
9/27/17	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			4
4/30/14	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
3/23/07	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
3/4/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			173
					Financials:
3/15/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,550
3/15/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			112
3/15/24			EX-101.*		XBRL Data  (XBRL Files)			480
3/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			67
3/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			105
3/8/24			EX-31		Certifications — §302 – SOA’02			182
3/8/24			EX-32		Certifications — §906 – SOA’02			180
9/27/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			8
					Graphics:
4/12/24			GRAPHIC		Photos, Images and Graphs			843

Forms , Documents & Exhibits  in  514 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 14574X

        

Latest Filing			Type		Category	Description		Documents
4/19/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	27
4/12/24			SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3	3
4/5/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	72
3/20/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	341
1/16/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	6
9/7/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	51
4/30/19	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/16/19	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
11/8/06	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
6/26/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			14
6/26/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
3/4/24			EX-FILING FEES		Filing Fees			1
12/12/12	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
12/12/12	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
12/12/12	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
12/12/12	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
12/12/12	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/4/24			EX-99		Miscellaneous Exhibits, such as Press Releases			23
					Financials:
1/16/24			EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews			6
					Graphics:
3/4/24			GRAPHIC		Photos, Images and Graphs			61

        

Filings History

Year		# of Filings
2024		44
2023		68
2022		38
2021		70
2020		53
2019		63
2018		46
2017		43
2016		36
2015		47
2014		43
2013		32
2012		81
2011		40
2010		32
2009		49
2008		45
2007		30
2006		47
⇑
2004		3