SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Pro Dex Inc. 
 CA
  SEC # 788920

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

913  SEC Filings
Filing emoji
  from  11/3/95  to  2/8/24  (7 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Pro Dex Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  493 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/8/248-KUpdate:  Current Reports — Form 8-K — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
251

8-K Items: 
Item emoji
1/3/24
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
Exhibit emoji
47
4/24/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
5/30/18 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
7
2/8/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
Report emoji
86
1/3/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
Exhibit emoji
20
9/4/12 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
Exhibit emoji
1
3/1/12 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
Exhibit emoji
1
1/13/10 OLD
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
9/28/23
Keycap - 4 emoji
  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.021
1/4/24
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
Directors & Officers emoji
45
2/4/11 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
5
12/15/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
10/2/13 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
6/27/17 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
3
12/31/20 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 32
2/8/24
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
Report emoji
172

2/8/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
54
10/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A15
10/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A30
10/17/23SC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D1
10/13/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
Report emoji
24
9/29/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-253
5/26/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
2/25/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
19
12/31/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
12/16/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
12/4/20 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
5/8/17 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
12/7/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
3/24/14 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
12/19/12 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
12/19/12 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
12/18/12 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/7/12 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
10/6/09 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
10/27/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 16
5/15/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 49
5/16/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
10/18/01 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 4
10/31/96 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
10/25/96 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1

General Exhibits: 
Exhibit emoji
1/3/24EX-10Material Contracts157
10/13/23EX-23Consents of Experts and Counsel37
10/13/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders12
10/13/23EX-21Subsidiaries Lists5
5/26/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)10
12/31/20 OLDEX-5Opinions of Counsel re: Legality  OLD 14
3/19/14 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
2/4/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
9/28/04 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
Exhibit emoji
2/8/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
EX-99.*  Form-Specific Exhibits...  Form N-14:  3 Articles of Incorporation/Organization
131

Financials: 
Financials emoji
Financials emoji
Financials emoji
2/8/24XML  &  R#IDEA Financial Reports Info — Financial Reports
Report emoji
2,606
2/8/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
Excel Workbook emoji
79
2/8/24EX-101.*XBRL Data  (XBRL Files)353
2/8/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)32
2/8/24ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)
72
2/8/24EX-31Certifications — §302 – SOA’02187
2/8/24EX-32Certifications — §906 – SOA’0297
11/18/03 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
24

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
2/8/24GRAPHICPhotos, Images and Graphs352


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  422 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 74265M
 

        
Latest Filing  Type    Category    Description        Documents
     
1/31/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4303
1/6/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 15
2/22/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 31
2/12/21 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 3
10/13/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 12
2/18/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 21
1/14/13 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 6
12/20/12 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
12/7/12 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
12/7/12 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
12/7/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
2

Letters: 
Correspondence emoji
3/1/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC25
3/1/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3
12/20/12 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
Exhibit emoji
1/6/22 OLDEX-24Powers of Attorney  OLD 10
12/23/13 OLDEX-5Opinion of Counsel re: Legality  OLD 1
6/27/12 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
6/27/12 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
6/27/12 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
Exhibit emoji
11/28/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
1/14/13 OLDGRAPHICPhotos, Images and Graphs  OLD 41


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 20
2022 26
2021 45
2020 42
2019 35
2018 40
2017 31
2016 37
2015 29
2014 37
2013 85
2012 62
2011 51
2010 31
2009 45
2008 31
2007 34
2006 28
2005 30
2004 43
2003 36
2002 8
2001 9
2000 7
1999 16
1998 20
1997 13
1996 14
1995 3

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 2:02:37.5am ET