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SoOum Corp. 
 NY
  SEC # 78311

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387  SEC Filings
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  from  3/31/95  to  12/4/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  SoOum Corp. 

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Forms
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, Documents
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& Exhibits
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 in  279 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/4/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
9/19/19 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/18/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 6
4/17/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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81

8-K Items: 
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8/4/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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22
10/2/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
8/4/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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10
4/3/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 4
10/30/08 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
11/4/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
10/14/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
5/13/14 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
4/5/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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7
12/13/13 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
9/3/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/17/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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16
5/13/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
7/23/13 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
11/20/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
4/5/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 48

3/29/18 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 10
3/22/18 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 2
3/16/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 4
2/8/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
1/25/18 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/6/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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71
11/13/17 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 17
7/26/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
9/28/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
8/12/15 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
10/16/14 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
5/20/11 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
5/13/11 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/15/11 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
4/8/08 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
3/24/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 4
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 12
8/16/04 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
7/28/04 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
3/8/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 7

General Exhibits: 
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3/22/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
2/8/18 OLDEX-23Consents of Experts and Counsel  OLD 27
2/8/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
2/8/18 OLDEX-5Opinions of Counsel re: Legality  OLD 8
9/8/16 OLDEX-10Material Contracts  OLD 55
9/8/15 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
7/27/15 OLDEX-21Subsidiaries Lists  OLD 11
1/6/14 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
3/31/06 OLDEX-14Code of Ethics  OLD 1
7/28/04 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
3/19/04 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 8
3/9/01 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 6
3/9/01 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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3/22/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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43

Financials: 
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4/5/18 OLDEX-16Letters re: Changes in Accountants  OLD 7
12/6/17 OLDEX-31Certifications — §302 – SOA’02  OLD 151
12/6/17 OLDEX-32Certifications — §906 – SOA’02  OLD 94
12/6/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,055
12/6/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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34
12/6/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 162
12/6/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
27
3/19/04 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 9
10/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25
4/20/00 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1

Graphics: 
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7/26/17 OLDGRAPHICPhotos, Images and Graphs  OLD 76


Forms
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, Documents
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& Exhibits
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 in  110 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/5/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 19
11/12/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 17
11/12/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
10/16/14 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
11/12/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 44
6/14/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/16/04 OLD425Registration:  Prospectus or Communication – Merger  OLD 1

Letters: 
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9/29/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14

General Exhibits: 
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10/2/08 OLDEX-24Powers of Attorney  OLD 11

Additional Exhibits: 
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6/14/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3


        

Filings History

Year    # of Filings
In descending order
2019 7
2018 8
2017 17
2016 13
2015 29
2014 28
2013 12
2012 12
2011 15
2010 19
2009 23
2008 39
2007 20
2006 11
2005 20
2004 50
2003 10
2002 7
2001 6
2000 7
1999 6
1998 7
1997 8
1996 8
1995 5

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