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Rock Creek Pharmaceuticals, Inc. 
 FL
  SEC # 776008

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721  SEC Filings
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  from  8/7/96  to  2/14/23  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Rock Creek Pharmaceuticals, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  447 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/23 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
9/28/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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171

8-K Items: 
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7/8/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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25
1/11/05 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
9/28/16 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
5/16/16 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 4
10/15/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
8/29/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
12/17/12 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
11/4/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 9
3/31/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
4/13/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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9
4/18/08 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
3/9/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
7/8/16 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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33
4/13/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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10
8/17/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
5/16/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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25
6/19/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 60
7/8/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 100

8/10/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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55
7/22/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
7/11/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 14
7/8/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
5/16/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
4/29/16 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 14
4/29/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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27
4/13/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
2/12/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 15
2/10/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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25
2/4/16 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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5
6/17/15 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
5/20/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 8
5/12/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
2/17/15 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 28
1/11/13 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 6
11/25/08 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
3/16/05 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
3/16/04 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
6/12/03 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
6/9/03 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 3
5/21/03 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
4/7/03 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
3/29/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
11/29/01 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
9/24/01 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
6/21/01 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/14/00 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
11/15/99 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 15
5/10/99 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 3
4/16/99 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
11/6/98 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
5/29/98 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
9/11/96 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1

General Exhibits: 
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7/8/16 OLDEX-10Material Contracts  OLD 211
5/16/16 OLDEX-23Consents of Experts and Counsel  OLD 58
5/16/16 OLDEX-5Opinions of Counsel re: Legality  OLD 39
3/31/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
3/22/16 OLDEX-21Subsidiaries Lists  OLD 11
6/17/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
5/12/15 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 18
4/8/15 OLDEX-17Correspondence re: Departure of a Director  OLD 1
3/26/04 OLDEX-14Code of Ethics  OLD 1
2/18/03 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
6/21/01 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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5/16/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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94

Financials: 
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8/10/16 OLDEX-31Certifications — §302 – SOA’02  OLD 132
8/10/16 OLDEX-32Certifications — §906 – SOA’02  OLD 124
8/10/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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939
8/10/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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30
8/10/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 138
8/10/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
23
12/15/14 OLDEX-12Statement re: the Computation of Ratios  OLD 1
4/18/08 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25

Graphics: 
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7/22/16 OLDGRAPHICPhotos, Images and Graphs  OLD 372


Forms
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, Documents
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& Exhibits
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 in  274 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/31/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 166
2/17/16 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/25/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
2/13/15 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 17
4/10/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 29
2/14/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 15

Letters: 
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12/29/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC18

General Exhibits: 
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11/25/15 OLDEX-24Powers of Attorney  OLD 39
11/9/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
11/9/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
11/9/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
11/9/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
2/20/98 OLDEX-10Material Contracts  OLD 2

Additional Exhibits: 
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2/17/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10


        

Filings History

Year    # of Filings
In descending order
2023 1
2016 28
2015 59
2014 43
2013 43
2012 44
2011 43
2010 60
2009 50
2008 37
2007 45
2006 54
2005 48
2004 50
2003 19
2002 9
2001 15
2000 15
1999 15
1998 38
1996 5

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