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DSS, Inc. 
 NY
  SEC # 771999

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1,017  SEC Filings
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  from  11/17/97  to  3/27/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  DSS, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  722 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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29
2/9/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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311

8-K Items: 
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1/22/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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100
3/1/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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14
7/14/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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13
4/1/21 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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44
4/9/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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24
6/28/18 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
5/29/20 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
1/6/15 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
10/26/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0110
7/14/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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33
1/8/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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4
11/14/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/12/22 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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2
7/8/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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2
2/9/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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58
1/8/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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11
10/27/23"Submission of Matters to a Vote of Security Holders — Item 5.0717
10/25/19 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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1
10/26/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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5
4/18/23
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  Events: 
Other Events — Item 8.0180
1/22/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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207

12/13/23DEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C1
12/1/23PRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C1
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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72
9/12/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A23
5/11/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D18
5/8/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 438
8/16/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
5/9/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 10
4/25/22 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/1/22 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/24/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
6/16/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 21
6/8/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 11
6/7/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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48
5/24/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 20
2/4/21 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
1/19/21 OLDS-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD 2
1/14/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
7/7/20 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 12
4/7/20 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
3/31/20 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/11/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
12/30/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
11/20/19 OLDDEFA14CProxy:  Definitive Additional Proxy Info Statement — Schedule 14C  OLD 1
11/15/19 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
5/30/17 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
6/24/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 27
5/7/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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6
10/4/12 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
4/14/11 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
5/29/09 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
7/16/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
3/6/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
5/16/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 12
5/27/04 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
5/14/04 OLDCERTAMXTrading:  Certifications by the American Stock Exchange Approving Listings — Form CERT  OLD 2
4/19/04 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 84
3/27/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 29
3/27/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 238
3/27/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 25
1/8/24EX-3Articles of Incorporation/Organization and Bylaws25
3/31/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)20
6/17/21 OLDEX-5Opinions of Counsel re: Legality  OLD 35
5/1/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 11
1/15/13 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
3/30/04 OLDEX-14Codes of Ethics  OLD 4
1/9/04 OLDEX-17Correspondence re: Departure of a Director  OLD 1
3/28/02 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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10/26/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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178

Financials: 
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3/27/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 172
3/27/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 167
3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,631
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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93
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 408
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 44
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
86
11/14/22 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/13/13 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
11/13/03 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 2
3/28/02 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
5/14/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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17

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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,426


Forms
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, Documents
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& Exhibits
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 in  335 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 25614T and 26253C
 

        
Latest Filing  Type    Category    Description        Documents
     
1/2/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4185
10/3/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 342
7/15/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 32
2/14/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 9
2/11/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
12/5/19 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 4
11/18/19 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
11/15/19 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 5
11/5/19 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statement — Schedule 14A  OLD 1
6/24/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 27
2/14/07 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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6/1/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC26
6/1/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 10

General Exhibits: 
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7/8/13 OLDEX-24Powers of Attorney  OLD 8
5/1/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
10/4/12 OLDEX-10Material Contracts  OLD 5

Additional Exhibits: 
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7/15/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 19

Graphics: 
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2/11/20 OLDGRAPHICPhotos, Images and Graphs  OLD 257


        

Filings History

Year    # of Filings
In descending order
2024 6
2023 19
2022 51
2021 80
2020 108
2019 92
2018 33
2017 40
2016 39
2015 38
2014 35
2013 83
2012 54
2011 48
2010 34
2009 29
2008 58
2007 32
2006 28
2005 34
2004 29
2003 10
2002 14
2001 7
2000 4
1999 6
1998 5
1997 1

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