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Goldman Sachs & Co. LLC 
 NY
  SEC # 769993

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7,804  SEC Filings
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  from  3/9/95  to  4/16/24  (Last Week)

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Most-Recent Filing:    ‘MA-I’ — Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Goldman Sachs & Co. LLC 

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Forms
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, Documents
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& Exhibits
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 in  1,452 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!MA-IRegistration:  Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I  New Document this Past Month! 457
4/1/24 New Document this Past Month!MA-ARegistration:  Annual Updates of Registrations by Municipal Advisors — Form MA  New Document this Past Month! 10
3/25/24 New Document this Past Month!MARegistration:  Applications for Registrations by Municipal Advisors — Form MA  New Document this Past Month! 134
2/14/24ABS-15GABS:  Asset-Backed Securities Securitizer Reports — Form ABS-15G13
2/13/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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99
12/26/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4537
11/13/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3110
12/10/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 65
10/22/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 16
1/31/17 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
6/21/13 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 3
9/1/04 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 2
5/21/03 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
8/29/02 OLD13FCONPOwnership:  Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F  OLD  — Assets Under Management
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1
7/20/99 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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2
12/22/95 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

General Exhibits: 
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4/27/23EX-24Powers of Attorney518

Additional Exhibits: 
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3/24/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 99

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4/21/21 OLDGRAPHICPhotos, Images and Graphs  OLD 9

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
3/1/2412/31/23  5,339 of 12,337  $144,891,821  
 NY
 
Goldman Sachs Group Inc.
5/10/213/31/21  NA of 228  NA  
 TX
 
Segment Wealth Management, LLC


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 100
2023 229
2022 260
2021 207
2020 212
2019 257
2018 232
2017 346
2016 376
2015 389
2014 362
2013 256
2012 284
2011 251
2010 241
2009 271
2008 430
2007 537
2006 439
2005 337
2004 310
2003 300
2002 240
2001 226
2000 273
1999 303
1998 123
1997 4
1996 2
1995 7

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