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Axion International Holdings, Inc. 
 OH
  SEC # 753048

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626  SEC Filings
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  from  5/9/95  to  2/13/23  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Axion International Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  411 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/23 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
5/18/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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200

8-K Items: 
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12/1/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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33
7/16/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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9
5/18/16 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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3
11/21/13 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
4/9/14 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 22
6/17/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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11
4/6/07 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
1/15/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 7
10/24/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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21
10/14/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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7
8/15/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
6/1/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
6/11/15 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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33
11/21/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
10/20/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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3
4/4/13 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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5
4/19/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 31
5/18/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 77

11/24/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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18
11/24/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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55
3/31/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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19
9/15/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
9/4/14 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
6/25/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
5/12/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
3/31/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 8
10/15/13 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 6
9/6/12 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
8/15/12 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 7
3/8/12 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
3/7/12 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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6
5/2/11 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD 1
5/7/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
5/4/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
1/13/09 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 4
8/19/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 17
7/28/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
6/16/08 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
5/1/08 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
3/5/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
2/8/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 6
10/8/98 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/16/96 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
7/5/96 OLD10-CUpdate:  Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 2
4/18/96 OLDS-2Registration:  Registration Statement — Form S-2  OLD 1

General Exhibits: 
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11/3/15 OLDEX-10Material Contracts  OLD 117
3/31/15 OLDEX-23Consents of Experts and Counsel  OLD 49
3/31/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 42
3/31/15 OLDEX-21Subsidiaries Lists  OLD 2
5/12/14 OLDEX-5Opinions of Counsel re: Legality  OLD 16
4/10/14 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 14
11/21/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
3/26/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 18
6/5/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
5/17/04 OLDEX-14Codes of Ethics  OLD 2

Additional Exhibits: 
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5/18/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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164

Financials: 
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11/24/15 OLDEX-31Certifications — §302 – SOA’02  OLD 128
11/24/15 OLDEX-32Certifications — §906 – SOA’02  OLD 108
11/16/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,006
11/16/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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29
11/16/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 132
11/16/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
22
10/14/15 OLDEX-16Letters re: Changes in Accountants  OLD 8
12/10/04 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 3
8/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23

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11/24/15 OLDGRAPHICPhotos, Images and Graphs  OLD 191


Forms
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, Documents
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& Exhibits
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 in  216 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/3/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 99
6/25/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
6/10/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7
5/28/14 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
4/9/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 34
3/6/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 34
2/12/13 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 19
3/8/12 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
5/1/08 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
6/13/07 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1

Letters: 
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12/3/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

General Exhibits: 
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9/4/12 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
9/4/12 OLDEX-5Opinions of Counsel re: Legality  OLD 2
2/9/12 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
6/3/11 OLDEX-24Power of Attorney  OLD 1
7/11/97 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
10/18/96 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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5/28/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 61

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5/28/14 OLDGRAPHICPhotos, Images and Graphs  OLD 28


        

Filings History

Year    # of Filings
In descending order
2023 1
2016 6
2015 18
2014 39
2013 47
2012 45
2011 41
2010 54
2009 20
2008 42
2007 42
2006 58
2005 24
2004 61
2003 21
2002 23
2001 14
2000 16
1999 7
1998 15
1997 14
1996 15
1995 3

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