Latest Filing | | Type | | Category | Description | Documents |
---|
| | | |
3/6/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 17 |
3/6/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 34 |
3/6/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 15 |
3/6/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 329 |
| | |
| | 8-K Items: |
8/2/12 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 13 |
2/21/07 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
1/18/24 | | | Financial Info: | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 79 |
8/2/12 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 7 |
11/17/08 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
11/5/19 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 4 |
12/6/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 41 |
11/18/22 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 20 |
2/23/17 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 2 |
4/17/13 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 6 |
4/27/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 14 |
1/18/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 81 |
3/6/24 | | | Events: | • | Other Events — Item 8.01 | 39 |
1/18/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 235 |
| | |
|
2/27/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 33 |
2/14/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 349 |
2/13/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 112 |
10/31/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 99 |
8/4/23 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 | 6 |
6/23/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 34 |
10/27/22 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 10 |
10/26/22 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 19 |
10/26/22 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 22 |
11/25/19 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
11/21/19 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
4/26/17 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 18 |
12/7/16 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 21 |
8/29/14 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
11/22/11 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 |
11/1/10 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 7 |
3/6/09 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 5 |
3/19/08 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
3/14/06 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
6/29/05 | OLD | | SE | | Update: | | Separate Exhibits – Scanned Paper-Format Exhibits of Other Electronic Filings — Form SE OLD | 3 |
12/16/03 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
5/20/03 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 5 |
3/7/02 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
10/28/99 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 5 |
6/2/99 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
2/19/99 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 6 |
10/27/97 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
4/22/97 | OLD | | S-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
12/31/96 | OLD | | 424A | | Registration: | | Prospectus – Info Substantively Changed or Added OLD | 1 |
3/12/96 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
2/29/96 | OLD | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
4/7/95 | OLD | | 10-C | | Update: | | Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C OLD | 2 |
1/18/95 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 4 |
| | |
| | Form-Specific Documents: |
2/13/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 46 |
| | |
| | General Exhibits: |
2/27/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
2/27/24 | | | EX-23 | | Consents of Experts and Counsel | 84 |
2/27/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 125 |
2/27/24 | | | EX-10 | | Material Contracts | 395 |
2/27/24 | | | EX-21 | | Subsidiaries Lists | 31 |
8/4/23 | | | EX-FILING FEES | | Filing Fees | 3 |
8/4/23 | | | EX-5 | | Opinions of Counsel re: Legality | 55 |
8/4/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 35 |
11/18/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 35 |
11/2/22 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 164 |
2/26/14 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 25 |
2/26/14 | OLD | | EX-24 | | Powers of Attorney OLD | 83 |
2/13/14 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 7 |
4/17/13 | OLD | | EX-14 | | Codes of Ethics OLD | 6 |
4/22/97 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 4 |
2/8/96 | OLD | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders OLD | 2 |
| | |
| | Additional Exhibits: |
1/18/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization | 342 |
| | |
| | Financials: |
3/6/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 6,962 |
3/6/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 518 |
3/6/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 61 |
3/6/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 98 |
3/6/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 106 |
2/27/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 165 |
2/27/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 86 |
7/31/17 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 6 |
11/13/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 33 |
11/12/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 16 |
| | |
| | Graphics: |
3/6/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,813 |