SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Northwestern Mutual Life Insurance Co. 
 WI
  SEC # 73076

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

372  SEC Filings
Filing emoji
  from  2/3/94  to  2/13/24  (2 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Northwestern Mutual Life Insurance Co. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  346 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
48
10/26/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G190
10/26/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 315
1/5/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 15
5/13/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
2/13/15 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
55
9/19/13 OLDOIP ORDRSEC:  Application for an SEC Exemption Order – ‘40-OIP’ SEC Order  OLD 1
8/23/13 OLDOIP NTCSEC:  Application for an SEC Exemption Order – ‘40-OIP’ SEC Notice  OLD 1
7/12/13 OLD40-OIPRegistration:  Applications for SEC Exemption Orders from the SEC Office of Insurance Products (OIP) by Investment Companies  OLD 2
3/30/06 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 6
1/27/06 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
3

8-K Items: 
Item emoji
1/27/06 OLD
Keycap - 2 emoji
  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 2
1/27/06 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 2

3/29/04 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
3/29/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
2/28/00 OLDNSAR-BUpdate:  Annual Report by an Investment Company — Form N-SAR  OLD 1
2/4/98 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1

Form-Specific Documents: 
Document emoji
2/13/15 OLDINFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
7

General Exhibits: 
Exhibit emoji
3/30/06 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
3/30/06 OLDEX-10Material Contracts  OLD 3
3/30/06 OLDEX-24Powers of Attorney  OLD 9
3/30/06 OLDEX-21Subsidiaries Lists  OLD 7
3/25/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
Exhibit emoji
5/13/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
8

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/30/06 OLDEX-31Certifications — §302 – SOA’02  OLD 6
3/30/06 OLDEX-32Certifications — §906 – SOA’02  OLD 3
3/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 20

History as a Money Manager:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
 ·  Related Money Managers


6 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/2412/31/23  880 of 880  $3,722,396  
 WI
 
Northwestern Mutual Investment Management Co., LLC
1/31/2412/31/23  6 of 1,932  $64,290  
Flag of United Kingdom emoji
 
Abrdn plc [ formerly Standard Life Aberdeen plc ]
11/14/239/30/23  3,266 of 3,266  $62,175,974  
 WI
 
Northwestern Mutual Wealth Management Co.
11/14/229/30/22  9 of 9  $345  
 WI
 
Mason Street Advisors, LLC
8/10/176/30/17  8 of 1,733  $92  
Flag of United Kingdom emoji
 
Aberdeen Asset Management plc/UK [ formerly Aberdeen Emerging Capital Ltd. ]
11/14/169/30/16  1 of 1  $0  
 WI
 
Northwestern Mutual Investment Services LLC


No Forms
Form emoji
 nor  Documents
Document emoji
 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 1
2023 7
2022 4
2021 13
2020 6
2019 10
2018 9
2017 8
2016 16
2015 6
2014 5
2013 14
2012 9
2011 11
2010 13
2009 16
2008 13
2007 9
2006 13
2005 14
2004 19
2003 16
2002 10
2001 15
2000 23
1999 28
1998 33
1997 24
1996 3
1995 2
1994 2

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 2:59:34.6am ET