Latest Filing | | Type | | Category | Description | Documents |
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3/28/24 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 87 |
3/25/24 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 15 |
3/22/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 4,574 |
3/20/24 | | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 | 51 |
3/18/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 15 |
3/18/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 30 |
3/18/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 32 |
3/18/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 1,458 |
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| | 8-K Items: |
10/30/08 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 8 |
3/6/06 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 2 |
1/12/24 | | | Financial Info: | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 85 |
10/30/08 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
10/30/08 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
12/13/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 74 |
3/18/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 65 |
11/19/20 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 3 |
4/26/23 | | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 | 5 |
4/26/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 14 |
1/12/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 17 |
2/6/24 | | | Events: | • | Other Events — Item 8.01 | 128 |
3/18/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 1,311 |
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3/5/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 4,885 |
2/27/24 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 10 |
2/23/24 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 133 |
2/20/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 34 |
2/9/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 125 |
11/21/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 47 |
11/7/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 41 |
10/31/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 95 |
9/25/23 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 48 |
7/17/23 | | | FWP | | Registration: | | Prospectuses – Free Writing | 660 |
6/21/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 31 |
5/20/22 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 16 |
7/27/21 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 5 |
7/27/21 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 38 |
9/3/19 | OLD | | 424B8 | | Registration: | | Prospectuses (Late Filings) OLD | 4 |
2/28/19 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 25 |
2/26/19 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 7 |
3/8/18 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 16 |
4/25/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 35 |
4/24/17 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 13 |
1/6/14 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 37 |
12/17/13 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 120 |
2/7/12 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
2/14/11 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 3 |
5/21/10 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 20 |
1/13/09 | OLD | | 8-K12B | | Registration: | | Notices of Securities Deemed to be Registered by Successor Issuers — Form 8-K OLD | 2 |
12/30/08 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
12/23/08 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 30 |
9/8/08 | OLD | | 305B2 | | Registration: | | Statements of Eligibility to Act as a Trustee by Corporations — Form T-1 OLD | 35 |
12/12/06 | OLD | | 15-15D | | Update: | | Notices of Suspensions of Duty to File Reports — Form 15 OLD | 5 |
11/6/06 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 3 |
10/19/06 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD — Assets Under Management | 2 |
6/15/04 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
3/26/04 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
6/5/03 | OLD | | CERTAMX | | Trading: | | Certifications by the American Stock Exchange Approving Listings — Form CERT OLD | 4 |
7/17/02 | OLD | | SE | | Update: | | Separate Exhibits – Scanned Paper-Format Exhibits of Other Electronic Filings — Form SE OLD | 2 |
8/2/00 | OLD | | 15-12G | | Registration: | | Certifications of Terminations of Registration of Classes of Securities — Form 15 OLD | 3 |
10/6/99 | OLD | | S-4MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-4 Registration OLD | 1 |
6/30/99 | OLD | | NT 11-K | | Update: | | Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25 OLD | 2 |
3/17/99 | OLD | | 10-K405 | | Update: | | Annual Report — Reg. S-K – Item 405 — Form 10-K OLD | 1 |
7/9/97 | OLD | | S-4 POS | | Registration: | | Post-Effective Amendment of an ‘S-4EF’ Registration — Form S-4 OLD | 1 |
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| | Letters: |
3/16/07 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | Form-Specific Documents: |
2/9/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 47 |
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| | General Exhibits: |
3/21/24 | | | EX-FILING FEES | | Filing Fees | 168 |
3/20/24 | | | EX-23 | | Consents of Experts and Counsel | 460 |
3/20/24 | | | EX-5 | | Opinions of Counsel re: Legality | 1,298 |
3/20/24 | | | EX-24 | | Powers of Attorney | 218 |
3/18/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 138 |
2/20/24 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 26 |
2/20/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
2/20/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 2,132 |
2/20/24 | | | EX-10 | | Material Contracts | 270 |
2/20/24 | | | EX-21 | | Subsidiaries Lists | 31 |
7/24/23 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 101 |
5/2/23 | | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders | 3 |
3/14/23 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 30 |
5/22/17 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 317 |
10/9/08 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 17 |
3/21/02 | OLD | | EX-6 | | Opinions of Counsel re: Discounts on Capital Shares OLD | 11 |
3/23/01 | OLD | | EX-9 | | Voting Trust Agreements OLD | 3 |
| | |
| | Additional Exhibits: |
3/28/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Voting Trust Agreement | 1,227 |
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| | Financials: |
3/18/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 9,272 |
3/18/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 1,329 |
3/18/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 259 |
3/18/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 297 |
3/18/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 304 |
2/20/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 178 |
2/20/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 174 |
7/28/21 | OLD | | EX-18 | | Letters re: Changes in Accounting Principles and Practices OLD | 2 |
8/3/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 151 |
8/13/08 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 23 |
11/30/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 37 |
11/13/98 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 20 |
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| | Graphics: |
3/22/24 | | | GRAPHIC | | Photos, Images and Graphs | 27,692 |