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Dalrada Financial Corp. 
 CA
  SEC # 725394

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441  SEC Filings
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  from  5/15/95  to  3/13/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/12/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Dalrada Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  305 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/13/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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69

8-K Items: 
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2/9/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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2
11/5/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
2/26/24
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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3
9/19/05 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/6/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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22
3/13/24 New Document this Past Month!"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  New Document this Past Month!  — ‘EX-3’
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1
11/5/20 OLD"Change in Shell Company Status — Item 5.06  OLD 1
9/27/07 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
2/8/24
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  Events: 
Other Events — Item 8.017
3/13/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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18

2/14/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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42
10/19/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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16
9/29/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-2515
11/15/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 24
4/25/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
4/20/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
3/16/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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7
11/4/20 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/13/09 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/10/07 OLDRWRegistration:  Registration Withdrawal Requests  OLD 4
5/21/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 22
1/31/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 8
10/16/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
4/6/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
3/23/06 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/15/04 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
4/1/04 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
3/4/04 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
4/16/03 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 37
11/18/02 OLD10-QTUpdate:  Quarterly-Transition Report — Form 10-Q  OLD 1
10/16/01 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
9/6/01 OLDS-2Registration:  Registration Statements — Form S-2  OLD 7
10/25/00 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
10/13/00 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
7/16/99 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
3/26/99 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/1/97 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
8/21/96 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1

General Exhibits: 
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3/13/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 13
2/8/24EX-20Other Document or Statement Furnished to Security Holders1
9/5/23EX-10Material Contracts148
3/16/22 OLDEX-23Consents of Experts and Counsel  OLD 77
3/16/22 OLDEX-5Opinions of Counsel re: Legality  OLD 63
3/15/22 OLDEX-FILING FEESFiling Fees  OLD 2
9/27/07 OLDEX-17Correspondence re: Departures of Directors  OLD 13
4/2/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
3/4/04 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
11/13/03 OLDEX-21Subsidiaries Lists  OLD 9
12/19/02 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 79

Additional Exhibits: 
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8/3/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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70

Financials: 
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3/13/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,329
3/13/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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42
3/13/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 185
3/13/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 31
3/13/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
42
2/26/24EX-16Letters re: Changes in Accountants9
2/14/24EX-31Certifications — §302 – SOA’0269
2/14/24EX-32Certifications — §906 – SOA’0269
2/6/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22
5/14/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 7

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3/13/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 16


Forms
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, Documents
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& Exhibits
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 in  136 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/20/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 478
9/15/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
6/20/07 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 22
10/9/03 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 6
9/3/99 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13

Letters: 
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3/11/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9
3/11/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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8/6/99 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
4/16/99 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
10/7/98 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
10/7/98 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
10/7/98 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
10/7/98 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Financials: 
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10/7/98 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 19
2022 43
2021 46
2020 23
2009 1
2007 19
2006 23
2005 34
2004 24
2003 34
2002 33
2001 30
2000 21
1999 34
1998 16
1997 13
1996 12
1995 8

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