| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 3/29/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 14 |
| 3/29/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 9 |
| 3/29/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 32 |
| 2/29/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 34 |
| 2/9/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 232 |
| | |
| | 8-K Items: |
| 10/24/19 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 13 |
| 7/26/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 7 |
| 2/9/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 80 |
| 5/18/17 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 2 |
| 2/9/17 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
| 4/7/06 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 1 |
| 1/19/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 45 |
| 12/19/22 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 4 |
| 5/19/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 15 |
| 11/16/20 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 4 |
| 12/22/23 | | | Events: | • | Other Events — Item 8.01 | 69 |
| 1/23/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 169 |
| | |
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| 1/10/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 12 |
| 11/9/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 97 |
| 6/23/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 22 |
| 7/20/22 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 14 |
| 7/20/22 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 5/22/20 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 37 |
| 3/10/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 5 |
| 1/14/20 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 9 |
| 1/10/20 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 5 |
| 1/8/20 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 18 |
| 2/3/17 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 2 |
| 2/3/15 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 47 |
| 1/24/12 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 1/23/12 | OLD | | FWP | | Registration: | | Prospectus – Free Writing OLD | 1 |
| 1/23/12 | OLD | | 424B5 | | Registration: | | Prospectus – Primary Offering or Shelf Securities – New Facts or Events OLD | 1 |
| 10/3/08 | OLD | | 424B1 | | Registration: | | Prospectuses – Info Previously Omitted OLD | 3 |
| 10/3/08 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 8 |
| 10/25/04 | OLD | | S-3D | | Registration: | | Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3 OLD | 1 |
| 6/5/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
| 8/15/01 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 2 |
| 12/11/00 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 12/11/00 | OLD | | SC 13D | | Ownership: | | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D OLD | 1 |
| 12/9/97 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 1/9/97 | OLD | | DEFS14A | | Proxy: | | Definitive Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 12/26/96 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 7/19/95 | OLD | | 10-C | | Update: | | Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C OLD | 1 |
| 6/26/95 | OLD | | S-2 | | Registration: | | Registration Statements — Form S-2 OLD | 4 |
| | |
| | Form-Specific Documents: |
| 2/3/15 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 9 |
| | |
| | General Exhibits: |
| 2/29/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/29/24 | | | EX-23 | | Consents of Experts and Counsel | 116 |
| 2/29/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 20 |
| 2/29/24 | | | EX-21 | | Subsidiaries Lists | 16 |
| 7/21/23 | | | EX-10 | | Material Contracts | 101 |
| 12/19/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 14 |
| 7/20/22 | OLD | | EX-FILING FEES | | Filing Fees OLD | 1 |
| 7/20/22 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 33 |
| 10/7/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 19 |
| 12/23/19 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 16 |
| 3/30/15 | OLD | | EX-24 | | Powers of Attorney OLD | 6 |
| 1/27/12 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 6 |
| 3/16/06 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 6/25/97 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 3 |
| | |
| | Additional Exhibits: |
| 1/23/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 11 Articles of Incorporation/Organization | 245 |
| | |
| | Financials: |
| 3/29/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,768 |
| 3/29/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 454 |
| 3/29/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 74 |
| 3/29/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 106 |
| 2/29/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 170 |
| 2/29/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 170 |
| 2/29/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 112 |
| 4/7/06 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 30 |
| 3/31/98 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 8 |
| 6/25/97 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 3 |
| | |
| | Graphics: |
| 3/29/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,116 |
