| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/17/24 |  | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 936 |
| 4/9/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 23 |
| 4/9/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 26 |
| 4/8/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events — Financial Reports | 27 |
| 2/7/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 59 |
| 1/29/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 141 |
| 10/16/23 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 23 |
| 8/4/23 | | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N | 4 |
| 8/4/23 | | | F-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3 — Financial Reports | 6 |
| 7/24/23 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 11 |
| 7/24/23 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 23 |
| 2/12/21 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
| 10/21/20 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 28 |
| 3/29/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 3 |
| 4/28/17 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 35 |
| 7/25/16 | OLD | | 15-15D | | Update: | | Notices of Suspensions of Duty to File Reports — Form 15 OLD | 3 |
| 11/12/10 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 12/1/08 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 11/4/08 | OLD | | SC 13E3 | | Ownership: | | Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 OLD | 3 |
| 10/23/08 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 9/29/08 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 6 |
| 8/18/08 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 2 |
| 6/11/08 | OLD | | F-X | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD | 2 |
| 6/11/08 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB OLD | 2 |
| 10/1/07 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 4 |
| 5/29/07 | OLD | | EFFECT | | SEC: | | SEC Notice of Effectiveness OLD | 1 |
| 5/23/07 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 8 |
| 3/28/07 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 31 |
| 2/24/06 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
| 12/23/04 | OLD | | F-6 POS | | Registration: | | Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6 OLD | 1 |
| 3/29/04 | OLD | | F-3 | | Registration: | | Registration Statement by a Foreign Issuer – Securities for a Transaction — Form F-3 OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/7/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 43 |
| | |
| | General Exhibits: |
| 4/17/24 | | | EX-5 | | Opinions of Counsel re: Legality | 60 |
| 4/9/24 | | | EX-FILING FEES | | Filing Fees | 8 |
| 10/26/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 44 |
| 8/4/23 | | | EX-23 | | Consents of Experts and Counsel | 26 |
| 8/4/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 8 |
| 8/4/23 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 51 |
| 7/24/23 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 22 |
| 7/9/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 13 |
| 4/7/16 | OLD | | EX-19 | | Report Furnished to Security Holders OLD | 1 |
| 7/1/11 | OLD | | EX-17 | | Correspondence re: Departure of a Director OLD | 1 |
| 11/12/10 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 4 |
| 4/1/10 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 5/22/09 | OLD | | EX-10 | | Material Contracts OLD | 2 |
| 5/22/09 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 7 |
| 5/22/09 | OLD | | EX-9 | | Voting Trust Agreement OLD | 1 |
| | |
| | Additional Exhibits: |
| 12/26/23 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 96 |
| | |
| | Financials: |
| 12/26/23 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,415 |
| 12/26/23 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 34 |
| 12/26/23 | | | EX-101.* | | XBRL Data (XBRL Files) | 177 |
| 12/26/23 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 9 |
| 12/26/23 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 31 |
| 7/24/23 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 22 |
| 7/24/23 | | | EX-11 | | Statements re: Computations of Earnings Per Share | 15 |
| 7/24/23 | | | EX-12 | | Statements re: Computations of Ratios | 23 |
| 7/12/18 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 4 |
| 10/4/13 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| 9/29/03 | OLD | | EX-31 | | Certification — §302 – SOA’02 OLD | 1 |
| 9/29/03 | OLD | | EX-32 | | Certification — §906 – SOA’02 OLD | 1 |
| | |
| | Graphics: |
| 4/9/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,899 |
