SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Mackay Shields LLC 
 NY
  SEC # 61227

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

362  SEC Filings
Filing emoji
  from  2/10/95  to  3/25/24  (3 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — Filed as:  Owner / Insider — Re:  MainStay MacKay Municipal Income Opportunities Fund 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Mackay Shields LLC 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  362 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 8
2/2/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
108
1/11/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G230
6/14/17 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 3
5/12/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
9/18/03 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 4
5/12/03 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 2

Form-Specific Documents: 
Document emoji
2/2/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
45

Additional Exhibits: 
Exhibit emoji
5/12/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

History as a Money Manager:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/2412/31/23  50 of 3,250  $10,686  
 NY
 
Oppenheimer Asset Management Inc.


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  8 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/24/03 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 9


        

Filings History

Year    # of Filings
In descending order
2024 6
2023 10
2022 9
2021 14
2020 14
2019 10
2018 12
2017 15
2016 8
2015 6
2014 6
2013 5
2012 6
2011 5
2010 9
2009 12
2008 8
2007 15
2006 12
2005 9
2004 9
2003 15
2002 9
2001 9
2000 21
1999 49
1998 27
1997 24
1996 3
1995 5

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 10:01:59.3pm ET