| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/2/24 |  | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 15 |
| 4/2/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 35 |
| 4/2/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 7 |
| 2/28/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 123 |
| 2/14/24 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 | 6 |
| 2/14/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 43 |
| 2/13/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 127 |
| 2/13/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 541 |
| | |
| | 8-K Items: |
| 9/20/22 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 77 |
| 11/22/21 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 6 |
| 6/3/20 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 4 |
| 2/13/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 93 |
| 8/23/22 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 10 |
| 1/14/11 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 5 |
| 12/11/19 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 11 |
| 6/19/06 | OLD | | Accountants & Accounting: | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD — ↓‘EX-7’ | 3 |
| 1/14/11 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 2 |
| 2/7/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 111 |
| 12/9/20 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 22 |
| 12/13/10 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 1 |
| 3/14/18 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 5/15/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 2/14/17 | OLD | | " | | | • | Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08 OLD | 1 |
| 5/22/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 64 |
| 2/13/24 | | | Events: | • | Other Events — Item 8.01 | 230 |
| 2/13/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 424 |
| | |
|
| 2/8/24 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 75 |
| 2/1/24 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 20 |
| 11/2/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 99 |
| 5/12/23 | | | 5 | | Ownership: | | Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5 | 4 |
| 3/24/23 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 191 |
| 3/23/23 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 63 |
| 8/4/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 97 |
| 5/12/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 4 |
| 5/12/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 20 |
| 3/19/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 8 |
| 12/11/19 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 14 |
| 3/14/19 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 11/6/18 | OLD | | IRANNOTICE | | Update: | | Notice of an Iran/Syria Disclosure in a Quarterly or Annual Report OLD | 1 |
| 3/16/17 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 3 |
| 8/26/15 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 86 |
| 7/1/15 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 4 |
| 2/12/15 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 30 |
| 10/9/14 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 14 |
| 12/12/12 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 49 |
| 12/11/12 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 5 |
| 8/27/12 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 10 |
| 8/23/12 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 22 |
| 3/23/11 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 6 |
| 12/10/10 | OLD | | DEF 14C | | Proxy: | | Definitive Proxy Info Statement — Schedule 14C OLD | 1 |
| 12/6/10 | OLD | | PRER14C | | Proxy: | | Preliminary Revised Proxy Info Statement — Schedule 14C OLD | 1 |
| 11/24/10 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 7 |
| 11/24/10 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 13 |
| 11/16/10 | OLD | | PRE 14C | | Proxy: | | Preliminary Proxy Info Statement — Schedule 14C OLD | 1 |
| 5/19/09 | OLD | | 424A | | Registration: | | Prospectuses – Info Substantively Changed or Added OLD | 4 |
| 11/24/08 | OLD | | CERTPAC | | Trading: | | Certifications by the Pacific Coast Stock Exchange Approving Listings — Form CERT OLD | 3 |
| 11/14/08 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 2 |
| 5/12/08 | OLD | | S-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
| 5/12/08 | OLD | | 40-6B | | Registration: | | Applications for Exemption Orders by Employees’ Investment Companies OLD | 3 |
| 12/13/07 | OLD | | POS EX | | Registration: | | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 |
| 12/5/07 | OLD | | 424B8 | | Registration: | | Prospectuses (Late Filings) OLD | 5 |
| 7/17/07 | OLD | | CERTAMX | | Trading: | | Certification by the American Stock Exchange Approving a Listing — Form CERT OLD | 1 |
| 7/10/07 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 6/22/07 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 19 |
| 11/13/06 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 4 |
| 3/17/06 | OLD | | S-1 | | Registration: | | Registration Statement (General Form) — Form S-1 OLD | 1 |
| 11/9/05 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
| 3/17/05 | OLD | | NT 10-K | | Update: | | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 OLD | 1 |
| 6/30/04 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 8 |
| 6/29/04 | OLD | | NT 11-K | | Update: | | Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25 OLD | 5 |
| 11/8/01 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 11/20/00 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| 3/18/98 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A OLD | 37 |
| | |
| | Form-Specific Documents: |
| 2/28/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 47 |
| | |
| | General Exhibits: |
| 2/14/24 | | | EX-23 | | Consents of Experts and Counsel | 139 |
| 2/14/24 | | | EX-FILING FEES | | Filing Fees | 2 |
| 2/14/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 169 |
| 2/14/24 | | | EX-5 | | Opinions of Counsel re: Legality | 98 |
| 2/14/24 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 48 |
| 2/14/24 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 59 |
| 2/14/24 | | | EX-10 | | Material Contracts | 318 |
| 2/14/24 | | | EX-21 | | Subsidiaries Lists | 33 |
| 3/27/23 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 48 |
| 12/9/20 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 42 |
| 11/25/19 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 23 |
| 3/14/18 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 2/26/10 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
| 2/13/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 818 |
| | |
| | Financials: |
| 4/2/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 6,694 |
| 4/2/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 713 |
| 4/2/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 109 |
| 4/2/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 149 |
| 2/14/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 97 |
| 2/14/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 90 |
| 2/14/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 156 |
| 2/17/23 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| 11/2/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 115 |
| 1/23/09 | OLD | | EX-100.* | | XBRL Data {Voluntary} (XBRL Files) OLD | 6 |
| 9/29/08 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 2 |
| 8/14/01 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 33 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 35 |
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| | Graphics: |
| 4/2/24 | | | GRAPHIC | | Photos, Images and Graphs | 4,952 |
