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American Express Co. 
 NY
  SEC # 4962

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3,245  SEC Filings
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  from  1/25/94  to  3/15/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘DEFA14A’ — Definitive Additional Proxy Soliciting Material — Schedule 14A — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  American Express Co. 

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Forms
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, Documents
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& Exhibits
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 in  1,240 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 55
3/15/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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627

8-K Items: 
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5/6/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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10
2/29/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
1/26/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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86
1/10/13 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
1/9/09 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
8/3/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
3/10/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
7/28/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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51
8/3/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
5/5/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
3/15/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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355
3/7/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 76
3/7/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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138

3/15/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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37
3/15/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 15
2/13/24424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities63
2/12/24FWPRegistration:  Prospectuses – Free Writing49
2/9/24S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-37
2/9/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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33
2/2/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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7
1/19/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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30
1/16/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D16
10/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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92
9/1/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G14
7/11/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 44
6/14/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K22
6/3/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
3/29/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
3/28/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
3/24/22 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5
2/12/21 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 27
7/24/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 10
3/16/17 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 27
2/26/15 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 14
3/19/12 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
3/2/12 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
3/2/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
11/18/09 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/15/09 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
7/1/08 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
7/20/07 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 8
5/8/07 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 6
11/28/06 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
7/26/06 OLD305B2Registration:  Statements of Eligibility to Act as a Trustee by Corporations — Form T-1  OLD 9
12/23/05 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 9
11/14/05 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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24
7/30/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
4/1/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
2/14/01 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
6/12/00 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4

Form-Specific Documents: 
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2/2/24INFO-TABLEPortfolio Securities Holdings Info Table — Assets Under Management
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1

General Exhibits: 
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2/16/24EX-5Opinions of Counsel re: Legality62
2/13/24EX-FILING FEESFiling Fees14
2/9/24EX-23Consents of Experts and Counsel76
2/9/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders88
2/9/24EX-24Powers of Attorney25
2/9/24EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-224
2/9/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)33
2/9/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/9/24EX-10Material Contracts158
2/9/24EX-21Subsidiaries Lists32
10/21/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 26
2/24/15 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 23
3/19/04 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
9/7/01 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 6
10/10/95 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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3/7/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Articles of Incorporation/Organization;  1 Bylaws — Form N-2:  1 Bylaws  (4 total)
530

Financials: 
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3/15/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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5,785
3/15/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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182
3/15/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 771
3/15/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 137
3/15/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
174
2/9/24EX-31Certifications — §302 – SOA’02168
2/9/24EX-32Certifications — §906 – SOA’02135
10/23/18 OLDEX-12Statements re: Computations of Ratios  OLD 106
6/16/05 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/8/04 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 42
11/18/02 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 8
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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36
7/11/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 5

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3/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,057

History as a Money Manager:  Assets Under Management
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Forms
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, Documents
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& Exhibits
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 in  1,993 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 025816
 

        
Latest Filing  Type    Category    Description        Documents
     
3/11/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,717
2/29/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 12
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G55
2/12/24FWPRegistration:  Prospectuses – Free Writing49
2/8/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 362
4/11/23PX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations5
2/1/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 47
3/19/12 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
3/2/12 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 13
4/25/11 OLDPREC14CProxy:  Preliminary Proxy Info Statement – Contested Solicitation — Schedule 14C  OLD 1
4/21/10 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
6/22/94 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Letters: 
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1/25/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC26
1/25/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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2/8/24EX-24Powers of Attorney47
2/7/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
2/7/12 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6
2/7/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
2/7/12 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 12
4/21/10 OLDEX-5Opinions of Counsel re: Legality  OLD 3

Additional Exhibits: 
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2/7/12 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-CSR:  3 Codes of Ethics5

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4/11/23GRAPHICPhotos, Images and Graphs100


        

Filings History

Year    # of Filings
In descending order
2024 63
2023 134
2022 141
2021 130
2020 113
2019 121
2018 158
2017 146
2016 116
2015 122
2014 145
2013 165
2012 156
2011 124
2010 128
2009 124
2008 122
2007 180
2006 160
2005 163
2004 159
2003 116
2002 38
2001 40
2000 37
1999 26
1998 33
1997 19
1996 15
1995 32
1994 19

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