Latest Filing | | Type | | Category | Description | Documents |
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3/15/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 55 |
3/15/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 627 |
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| | 8-K Items: |
5/6/19 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 10 |
2/29/08 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
1/26/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 86 |
1/10/13 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 4 |
1/9/09 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
8/3/21 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 4 |
3/10/05 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 5 |
7/28/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 51 |
8/3/21 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 9 |
5/5/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
3/15/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 355 |
3/7/24 | | | Events: | • | Other Events — Item 8.01 | 76 |
3/7/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 138 |
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3/15/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 37 |
3/15/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 15 |
2/13/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 63 |
2/12/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 49 |
2/9/24 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 | 7 |
2/9/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 33 |
2/2/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 7 |
1/19/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 30 |
1/16/24 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 16 |
10/20/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 92 |
9/1/23 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 14 |
7/11/23 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 4 |
6/14/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 22 |
6/3/22 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 |
3/29/22 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
3/28/22 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 4 |
3/24/22 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 5 |
2/12/21 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 27 |
7/24/20 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 10 |
3/16/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 27 |
2/26/15 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 14 |
3/19/12 | OLD | | DEFC14A | | Proxy: | | Definitive Proxy Statements – Contested Solicitations — Schedule 14A OLD | 3 |
3/2/12 | OLD | | PREC14A | | Proxy: | | Preliminary Proxy Statements – Contested Solicitations — Schedule 14A OLD | 3 |
3/2/12 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 5 |
11/18/09 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
4/15/09 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
7/1/08 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
7/20/07 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 8 |
5/8/07 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 6 |
11/28/06 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
7/26/06 | OLD | | 305B2 | | Registration: | | Statements of Eligibility to Act as a Trustee by Corporations — Form T-1 OLD | 9 |
12/23/05 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 9 |
11/14/05 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD — Assets Under Management | 24 |
7/30/04 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 8 |
4/1/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
2/14/01 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communication by an Issuer or Third Party — Schedule TO OLD | 1 |
6/12/00 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
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| | Form-Specific Documents: |
2/2/24 | | | INFO-TABLE | | Portfolio Securities Holdings Info Table — Assets Under Management | 1 |
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| | General Exhibits: |
2/16/24 | | | EX-5 | | Opinions of Counsel re: Legality | 62 |
2/13/24 | | | EX-FILING FEES | | Filing Fees | 14 |
2/9/24 | | | EX-23 | | Consents of Experts and Counsel | 76 |
2/9/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 88 |
2/9/24 | | | EX-24 | | Powers of Attorney | 25 |
2/9/24 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 24 |
2/9/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 33 |
2/9/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
2/9/24 | | | EX-10 | | Material Contracts | 158 |
2/9/24 | | | EX-21 | | Subsidiaries Lists | 32 |
10/21/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 26 |
2/24/15 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 23 |
3/19/04 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 3 |
9/7/01 | OLD | | EX-6 | | Opinions of Counsel re: Discounts on Capital Shares OLD | 6 |
10/10/95 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 2 |
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| | Additional Exhibits: |
3/7/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 2 Articles of Incorporation/Organization; 1 Bylaws — Form N-2: 1 Bylaws (4 total) | 530 |
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| | Financials: |
3/15/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,785 |
3/15/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 182 |
3/15/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 771 |
3/15/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 137 |
3/15/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 174 |
2/9/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 168 |
2/9/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 135 |
10/23/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 106 |
6/16/05 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 4 |
11/8/04 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 42 |
11/18/02 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 8 |
11/13/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 36 |
7/11/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 5 |
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| | Graphics: |
3/15/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,057 |