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Kate Spade & Co. 
 NY
  SEC # 352363

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1,584  SEC Filings
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  from  2/11/94  to  1/8/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Wellington Management Group LLP 
 
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notifications of all
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Filings
involving  Kate Spade & Co. 

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Forms
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, Documents
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& Exhibits
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 in  488 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/24/17 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/11/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 9
7/11/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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249

8-K Items: 
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5/8/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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43
7/11/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
7/11/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
4/18/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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62
5/22/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
1/29/15 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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9
11/8/13 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
7/11/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
7/16/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 8
7/11/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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7
6/4/08 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
7/11/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
7/11/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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57
7/11/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
9/1/10 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
6/9/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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7
9/10/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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21
5/8/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 54
7/11/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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155

7/11/17 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 6
6/14/17 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 24
5/31/17 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 4
5/8/17 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
5/5/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 24
5/1/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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71
4/28/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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24
3/14/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
10/5/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
4/8/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 13
5/5/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
6/21/13 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
6/17/13 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
6/17/13 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
2/13/13 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
2/13/13 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
2/11/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
2/5/13 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 6
5/22/12 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
9/8/10 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
12/19/08 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
2/28/08 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
12/20/04 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
12/16/04 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
5/7/04 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/31/00 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4

General Exhibits: 
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7/11/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 42
6/14/17 OLDEX-23Consents of Experts and Counsel  OLD 54
5/8/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
2/23/17 OLDEX-10Material Contracts  OLD 217
2/23/17 OLDEX-21Subsidiaries Lists  OLD 24
2/25/14 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 14
6/17/13 OLDEX-5Opinions of Counsel re: Legality  OLD 11
1/18/13 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
1/18/13 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
6/28/00 OLDEX-24Powers of Attorney  OLD 8
3/24/94 OLDEX-28Info from a Report Furnished to State Insurance Regulators  OLD 1
3/24/94 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1

Additional Exhibits: 
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5/26/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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221

Financials: 
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5/1/17 OLDEX-31Certifications — §302 – SOA’02  OLD 128
5/1/17 OLDEX-32Certifications — §906 – SOA’02  OLD 126
5/1/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,725
5/1/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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33
5/1/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 156
5/1/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
26
2/25/14 OLDEX-12Statements re: Computations of Ratios  OLD 3
6/4/08 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/29/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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30

Graphics: 
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5/8/17 OLDGRAPHICPhotos, Images and Graphs  OLD 493


Forms
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, Documents
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& Exhibits
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 in  1,103 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/8/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 143
7/18/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
7/13/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 875
7/12/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/11/17 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 6
7/11/17 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 7
5/8/17 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/8/17 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
7/22/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 33
2/12/08 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5

Letters: 
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6/14/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC22

General Exhibits: 
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7/22/16 OLDEX-24Powers of Attorney  OLD 39
2/28/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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7/12/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 51

Graphics: 
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6/8/17 OLDGRAPHICPhotos, Images and Graphs  OLD 41


        

Filings History

Year    # of Filings
In descending order
2020 1
2017 99
2016 70
2015 61
2014 61
2013 78
2012 80
2011 83
2010 69
2009 71
2008 154
2007 144
2006 140
2005 107
2004 170
2003 74
2002 21
2001 15
2000 14
1999 16
1998 11
1997 12
1996 12
1995 11
1994 10

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