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Farmer Brothers Co. 
 TX
  SEC # 34563

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1,224  SEC Filings
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  from  2/11/94  to  4/1/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed re:  Issuer / Subject Company — Filed by:  Obrien Terence C 
 
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notifications of all
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Filings
involving  Farmer Brothers Co. 

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Forms
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, Documents
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& Exhibits
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 in  567 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/15/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 42
3/15/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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299

8-K Items: 
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3/7/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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54
12/13/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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6
7/6/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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6
2/8/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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80
12/7/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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18
2/21/17 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
10/4/13 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
8/29/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 3
10/3/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
12/22/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
9/11/13 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
8/5/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/7/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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102
2/2/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
9/1/10 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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3
1/26/24"Submission of Matters to a Vote of Security Holders — Item 5.0716
3/15/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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89
9/20/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 75
3/15/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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227

2/8/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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93
12/12/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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30
10/27/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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37
3/27/23 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
3/27/23 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
12/9/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 30
11/10/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
12/28/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
12/9/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
12/6/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
11/10/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
10/25/19 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
10/15/19 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
1/23/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 10
9/13/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
8/29/16 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
9/24/15 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
2/10/09 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
11/15/06 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
3/18/05 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
1/15/04 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
1/5/04 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
12/18/03 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 6
11/13/98 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2

General Exhibits: 
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12/7/23EX-10Material Contracts281
9/12/23EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
9/12/23EX-23Consents of Experts and Counsel33
9/12/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders11
8/23/23EX-17Correspondence re: Departures of Directors2
2/2/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 19
9/1/22 OLDEX-21Subsidiaries Lists  OLD 21
12/28/21 OLDEX-5Opinions of Counsel re: Legality  OLD 10
9/28/17 OLDEX-14Codes of Ethics  OLD 7
11/20/15 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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3/15/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization — Form N-1A:  3 Other Material Contracts — Form N-6:  1 Other Material Contract — Form N-CSR:  2 Certifications — §906 – SOA’02  (7 total)
252

Financials: 
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3/15/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,114
3/15/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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115
3/15/24EX-101.*XBRL Data  (XBRL Files)485
3/15/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)74
3/15/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
108
2/8/24EX-31Certifications — §302 – SOA’02170
2/8/24EX-32Certifications — §906 – SOA’02170
12/22/21 OLDEX-16Letters re: Changes in Accountants  OLD 2
9/13/18 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
12/5/17 OLDEX-12Statements re: Computations of Ratios  OLD 2
2/13/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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29

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3/15/24GRAPHICPhotos, Images and Graphs2,188


Forms
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, Documents
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& Exhibits
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 in  670 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 307675
 

        
Latest Filing  Type    Category    Description        Documents
     
4/1/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 425
3/13/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 380
3/7/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D62
2/5/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G61
12/15/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
11/15/21 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1
12/9/19 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 22
11/5/19 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 4
10/29/19 OLDDEFN14AProxy:  Definitive Non-Management Proxy Statement — Schedule 14A  OLD 1
10/23/19 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 4
10/28/16 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1

Letters: 
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11/17/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12
11/17/21 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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10/19/23EX-24Powers of Attorney115
4/1/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10

Additional Exhibits: 
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3/7/24EX-99Miscellaneous Exhibits, such as Press Releases32

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10/19/23GRAPHICPhotos, Images and Graphs134


        

Filings History

Year    # of Filings
In descending order
2024 20
2023 72
2022 69
2021 62
2020 63
2019 103
2018 51
2017 79
2016 100
2015 71
2014 36
2013 47
2012 53
2011 43
2010 37
2009 42
2008 54
2007 18
2006 24
2005 30
2004 48
2003 28
2002 15
2001 6
2000 7
1999 9
1998 7
1997 10
1996 6
1995 8
1994 6

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