| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 8/15/23 | | | 8-K | | Reports: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 260 |
| | |
| | 8-K Items: |
| 4/18/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 41 |
| 3/4/11 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 7/26/23 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 78 |
| 6/14/21 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 7 |
| 2/24/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 48 |
| 8/15/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 9 |
| 12/20/17 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 7 |
| 5/2/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 18 |
| 3/29/16 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 4 |
| 9/3/20 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 38 |
| 8/15/23 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 195 |
| | |
|
| 8/8/23 | | | 10-Q | | Reports: | | Quarterly Reports — Form 10-Q — Financial Reports | 96 |
| 8/2/23 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 88 |
| 7/25/23 | | | S-8 | | Registrations: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 15 |
| 6/29/23 | | | 11-K | | Reports: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 57 |
| 3/21/23 | | | DEFA14A | | Proxies: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 7 |
| 3/16/23 | | | ARS | | Reports: | | Annual Reports to Security Holders | 16 |
| 3/15/23 | | | DEF 14A | | Proxies: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 30 |
| 3/3/23 | | | PRE 14A | | Proxies: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 5 |
| 2/23/23 | | | 10-K | | Reports: | | Annual Reports — Form 10-K — Financial Reports | 33 |
| 5/17/22 | OLD | | 424B5 | | Registrations: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 29 |
| 5/16/22 | OLD | | FWP | | Registrations: | | Free-Writing Prospectuses OLD | 11 |
| 6/15/21 | OLD | | CERT | | Registrations: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 6/14/21 | OLD | | 8-A12B | | Registrations: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 7 |
| 6/7/21 | OLD | | S-3ASR | | Registrations: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 9/25/18 | OLD | | POSASR | | Registrations: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 4/5/16 | OLD | | CERTNYS | | Registrations: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 2 |
| 6/18/15 | OLD | | CORRESP | | Letters: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 8 |
| 6/23/10 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 3/11/10 | OLD | | PRER14A | | Proxies: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 7/13/07 | OLD | | S-8 POS | | Registrations: | | Post-Effective Amendments of Form S-8 Registrations OLD | 4 |
| 6/29/05 | OLD | | NT 11-K | | Reports: | | Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25 OLD | 2 |
| 4/29/02 | OLD | | POS AM | | Registrations: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 12/17/01 | OLD | | 305B2 | | Registrations: | | Statements of Eligibility to Act as a Trustee by Corporations — Form T-1 OLD | 2 |
| 12/12/01 | OLD | | S-3MEF | | Registrations: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
| 12/11/01 | OLD | | POS EX | | Registrations: | | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 |
| 7/6/00 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 10 |
| 9/17/99 | OLD | | S-3 | | Registrations: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 10 |
| 5/27/97 | OLD | | DEFS14A | | Proxies: | | Definitive Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 5/16/97 | OLD | | PRES14A | | Proxies: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 11/7/96 | OLD | | RW | | Registrations: | | Registration Withdrawal Request OLD | 1 |
| 10/31/94 | OLD | | SC 14D1 | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule 14D-1 OLD | 10 |
| 10/5/94 | OLD | | 424B2 | | Registrations: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| | |
| | Form-Specific Documents: |
| 8/2/23 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 42 |
| | |
| | General Exhibits: |
| 8/15/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 22 |
| 7/25/23 | | | EX-23 | | Consents of Experts and Counsel | 79 |
| 7/25/23 | | | EX-FILING FEES | | Filing Fees | 2 |
| 7/25/23 | | | EX-5 | | Opinions of Counsel re: Legality | 36 |
| 5/9/23 | | | EX-10 | | Material Contracts | 192 |
| 2/23/23 | | | EX-24 | | Powers of Attorney | 68 |
| 5/19/22 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 60 |
| 5/19/22 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 13 |
| 6/14/21 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 8 |
| 6/7/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 36 |
| 3/6/06 | OLD | | EX-20 | | Other Documents and Statements Furnished to Security Holders OLD | 10 |
| 3/24/03 | OLD | | EX-21 | | Subsidiaries Lists OLD | 3 |
| 3/25/94 | OLD | | EX-22 | | Published Report re: Matters Submitted to a Vote of Security Holders OLD | 1 |
| 2/22/94 | OLD | | EX-2 | | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 |
| | |
| | Additional Exhibits: |
| 7/26/23 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 174 |
| | |
| | Financials: |
| 8/15/23 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,761 |
| 8/15/23 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 106 |
| 8/15/23 | | | EX-101.* | | XBRL Data (XBRL Files) | 516 |
| 8/15/23 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 61 |
| 8/15/23 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 98 |
| 8/8/23 | | | EX-31 | | Certifications — §302 – SOA’02 | 217 |
| 8/8/23 | | | EX-32 | | Certifications — §906 – SOA’02 | 84 |
| 9/25/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 46 |
| 11/6/15 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 74 |
| 3/26/01 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 27 |
| 10/21/99 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 2 |
| 8/12/99 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| | |
| | Graphics: |
| 8/15/23 | | | GRAPHIC | | Photos, Images and Graphs | 2,504 |
List all Money Managers that own this Security Issuer: CUSIP 37959E
