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Lazare Kaplan International Inc. 
 NY
  SEC # 202375

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338  SEC Filings
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  from  8/29/94  to  3/1/16  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Lazare Kaplan International Inc. 

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Forms
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, Documents
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& Exhibits
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 in  230 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/1/16 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
1/15/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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75

8-K Items: 
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9/19/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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11
10/28/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
1/15/16 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 29
1/5/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
6/24/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 9
10/28/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
9/24/04 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
5/7/10 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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2
7/14/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
5/20/10 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
1/15/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 40
7/14/14 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 36

1/15/16 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 21
9/1/15 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 9
5/29/15 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 2
11/5/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 4
4/14/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 46
10/20/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 15
9/29/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
9/18/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
8/27/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
8/5/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
4/30/07 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/28/02 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 4
9/19/00 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
8/27/99 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
8/7/98 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
8/26/97 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/12/96 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
12/11/96 OLDS-2Registration:  Registration Statements — Form S-2  OLD 3
11/29/95 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

General Exhibits: 
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7/14/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
9/19/13 OLDEX-10Material Contracts  OLD 84
10/28/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 14
10/20/08 OLDEX-23Consents of Experts and Counsel  OLD 31
9/9/08 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 15
9/9/08 OLDEX-21Subsidiaries Lists  OLD 15
8/27/08 OLDEX-5Opinions of Counsel re: Legality  OLD 8
3/28/05 OLDEX-14Codes of Ethics  OLD 2
11/19/96 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
8/28/96 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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9/6/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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48

Financials: 
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4/14/09 OLDEX-31Certifications — §302 – SOA’02  OLD 46
4/14/09 OLDEX-32Certifications — §906 – SOA’02  OLD 32
9/24/04 OLDEX-16Letter re: a Change in Accountant  OLD 1
10/16/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 25

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4/14/09 OLDGRAPHICPhotos, Images and Graphs  OLD 79


Forms
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, Documents
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& Exhibits
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 in  109 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/4/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 20
2/5/15 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 40
10/17/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 39
8/11/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/16/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2

Letters: 
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9/8/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

Additional Exhibits: 
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9/17/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10


        

Filings History

Year    # of Filings
In descending order
2016 4
2015 12
2014 14
2013 19
2012 11
2011 11
2010 29
2009 19
2008 37
2007 22
2006 7
2005 19
2004 18
2003 9
2002 17
2001 9
2000 10
1999 12
1998 16
1997 12
1996 15
1995 9
1994 7

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