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Amprius Technologies, Inc. 
 CA
  SEC # 1899287

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266  SEC Filings
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  from  12/14/21  to  4/15/24  (4 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/12/24 — Filed re:  Issuer / Subject Company — Filed by:  Bornstein Jonathan 
 
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notifications of all
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Filings
involving  Amprius Technologies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  170 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/1/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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33

8-K Items: 
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5/10/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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9
10/23/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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2
9/16/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/21/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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6
9/16/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
9/28/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
9/16/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/16/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
5/10/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.012
6/15/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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6
3/23/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
9/16/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
9/16/22 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/9/23"Submission of Matters to a Vote of Security Holders — Item 5.072
9/16/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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5
4/1/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 12
3/21/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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21

3/28/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 3
3/28/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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2
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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6
10/30/23EFFECTSEC:  SEC Notices of Effectiveness12
10/27/23RWRegistration:  Registration Withdrawal Request1
10/27/23POS AMRegistration:  Post-Effective Amendments of Registration Statements — Financial Reports
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5
10/23/23424B3Registration:  Prospectuses – New Facts or Events53
10/5/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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19
10/2/23S-3Registration:  Registration Statement – Securities for a Transaction — Form S-31
6/20/23S-4Registration:  Registration Statements – Securities for Mergers — Form S-4 — Financial Reports
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6
4/28/23ARSUpdate:  Annual Report to Security Holders1
4/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A1
4/27/23DEF 14AProxy:  Definitive Proxy Statement — Schedule 14A1
4/5/23 OLDS-4 POSRegistration:  Post-Effective Amendment of an ‘S-4EF’ Registration — Form S-4  OLD 1
4/5/23 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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11
10/5/22 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/7/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
5/17/22 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/2/22 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
3/1/22 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/1/22 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/14/21 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 44
3/28/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 20
3/28/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 13
3/28/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/28/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 14
3/28/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 4
1/16/24EX-10Material Contracts41
10/2/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)3
5/10/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions5
3/23/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
7/25/22 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
1/20/22 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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31

Financials: 
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4/1/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,167
4/1/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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49
4/1/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 215
4/1/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 49
4/1/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
49
3/28/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 16
3/28/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 16
9/16/22 OLDEX-16Letters re: Changes in Accountants  OLD 2

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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 590


Forms
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, Documents
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& Exhibits
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 in  104 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 03214Q
 

        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 39
4/2/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 14
6/15/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 322
5/11/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D5
10/7/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3
9/15/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/7/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8

Letters: 
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10/5/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC12
10/5/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]12

General Exhibits: 
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6/15/23EX-24Powers of Attorney24

Additional Exhibits: 
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9/15/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3

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8/9/22 OLDGRAPHICPhotos, Images and Graphs  OLD 85


        

Filings History

Year    # of Filings
In descending order
2024 18
2023 129
2022 118
2021 1

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