5E Advanced Materials, Inc. 

CA

  SEC # 1888654

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160  SEC Filings   from  12/8/21  to  4/3/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/2/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  5E Advanced Materials, Inc.

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Forms , Documents & Exhibits  in  89 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/3/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	39
					8-K Items:
1/30/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	6
11/9/23			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	8
1/18/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	3
1/30/24			Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	5
1/18/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
10/3/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/11/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	11
1/18/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	1
1/16/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	2
1/30/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	18
4/3/24			Events:			•	Other Events — Item 8.01	8
3/28/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	31
3/28/24			424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events	1
2/28/24			424B3		Registration:		Prospectus – New Facts or Events	1
2/28/24			EFFECT		SEC:		SEC Notices of Effectiveness	3
2/23/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	10
2/23/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	6
2/20/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	6
2/14/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	6
12/18/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	2
12/6/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	2
3/27/23	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
1/31/23	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	3
4/5/22	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
3/9/22	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
3/4/22	OLD		10-12B		Registration:		Registration Statements — Form 10  OLD	2
1/19/22	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
1/19/22	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					Letters:
3/14/22	OLD		ORDER		SEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/28/24			EX-5		Opinions of Counsel re: Legality			11
3/28/24			EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)			1
2/23/24			EX-23		Consents of Experts and Counsel			84
2/2/24			EX-96		Mining Disclosures			5
2/2/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			5
1/29/24			EX-FILING FEES		Filing Fees			5
1/18/24			EX-3		Articles of Incorporation/Organization and Bylaws			7
1/18/24			EX-10		Material Contracts			49
10/27/23			EX-14		Codes of Ethics			2
2/9/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
2/9/22	OLD		EX-21		Subsidiaries Lists  OLD			3
					Additional Exhibits:
1/30/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			32
					Financials:
4/3/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			744
4/3/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			53
4/3/24			EX-101.*		XBRL Data  (XBRL Files)			162
4/3/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			53
4/3/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			53
2/20/24			EX-31		Certifications — §302 – SOA’02			24
2/14/24			EX-32		Certifications — §906 – SOA’02			16
10/3/22	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
3/28/24			GRAPHIC		Photos, Images and Graphs			712

Forms , Documents & Exhibits  in  71 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 33830Q

        

Latest Filing			Type		Category	Description		Documents
4/1/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	34
3/7/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	6
1/29/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	3
1/29/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	20
					Letters:
2/23/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			8
2/23/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			8
					General Exhibits:
1/29/24			EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)			1
5/4/23			EX-24		Powers of Attorney			16
					Additional Exhibits:
12/8/23			EX-99		Miscellaneous Exhibits, such as Press Releases			2

        

Filings History

Year		# of Filings
2024		48
2023		63
2022		47
2021		2