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Castellum, Inc. 
 MD
  SEC # 1877939

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142  SEC Filings
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  from  10/18/21  to  3/21/24  (7 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Castellum, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  70 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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35

8-K Items: 
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2/23/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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5
11/14/23
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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4
3/28/23
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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2
5/25/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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1
4/6/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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2
5/25/23"Submission of Matters to a Vote of Security Holders — Item 5.071
3/20/23 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
5/25/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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2
3/21/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 28
3/21/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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33

3/21/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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2
2/27/24DEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C1
2/16/24PRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C1
1/29/24424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events1
12/13/23EFFECTSEC:  SEC Notices of Effectiveness2
12/8/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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8
12/1/23S-3Registration:  Registration Statement – Securities for a Transaction — Form S-31
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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4
4/10/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A1
4/10/23DEF 14AProxy:  Definitive Proxy Statement — Schedule 14A1
10/14/22 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
10/11/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
10/6/22 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
10/6/22 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/11/22 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
8/11/22 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
10/18/21 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 8
3/21/24 New Exhibit this Past Month!EX-19Report Furnished to Security Holders  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 4
2/23/24EX-10Material Contracts55
1/29/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders13
1/29/24EX-5Opinions of Counsel re: Legality5
12/1/23EX-FILING FEESFiling Fees3
4/6/23EX-3Articles of Incorporation/Organization and Bylaws11
3/28/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions12
10/18/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
9/2/22 OLDEX-14Codes of Ethics  OLD 2

Additional Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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43

Financials: 
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3/21/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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541
3/21/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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41
3/21/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 189
3/21/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 41
3/21/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
41
3/21/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 12
3/21/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 12

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3/21/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 87


Forms
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, Documents
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& Exhibits
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 in  72 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 14838T
 

        
Latest Filing  Type    Category    Description        Documents
     
2/23/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 453
8/24/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 312
2/22/23 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
10/24/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
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12/8/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC4
12/8/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

Additional Exhibits: 
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2/22/23 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 9
2023 58
2022 74
2021 1

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