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Cardio Diagnostics Holdings, Inc. 
 IL
  SEC # 1870144

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187  SEC Filings
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  from  7/20/21  to  4/8/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/31/24 — Filed re:  Issuer / Subject Company — Filed by:  Burton Paul Frederick 
 
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notifications of all
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Filings
involving  Cardio Diagnostics Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  98 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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28

8-K Items: 
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2/1/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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9
1/4/24"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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1
10/31/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
9/14/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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5
11/22/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.013
2/2/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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8
10/31/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
11/10/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
10/31/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
6/22/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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2
5/30/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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3
10/31/22 OLD"Change in Shell Company Status — Item 5.06  OLD 1
12/19/23"Submission of Matters to a Vote of Security Holders — Item 5.073
4/2/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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8
2/2/24
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  Events: 
Other Events — Item 8.019
4/2/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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28

4/1/24 New Document this Past Month!424B3Registration:  Prospectuses – New Facts or Events  New Document this Past Month! 8
4/1/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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3
2/5/24DRegistration:  Notice of an Exempt Offering of Securities — Form D1
2/2/24EFFECTSEC:  SEC Notices of Effectiveness6
2/1/24424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events1
1/30/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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8
1/29/24DEL AMRegistration:  Registration Effectiveness-Delaying Amendment1
1/26/24S-3Registration:  Registration Statement – Securities for a Transaction — Form S-31
11/22/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A1
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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6
10/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A2
10/12/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A2
4/24/23POS AMRegistration:  Post-Effective Amendment of a Registration Statement — Financial Reports
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1
4/5/23 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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7
3/22/23 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
10/11/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 7
10/5/22 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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7
7/26/22 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
11/24/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/22/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
11/22/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/20/21 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

Letters: 
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10/11/22 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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4/1/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
4/1/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 27
4/1/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 19
4/1/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 57
4/1/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 3
1/26/24EX-FILING FEESFiling Fees6
1/26/24EX-5Opinions of Counsel re: Legality8
1/26/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)5
5/30/23EX-3Articles of Incorporation/Organization and Bylaws8
10/31/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
11/10/21 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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4/2/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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41

Financials: 
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4/2/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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954
4/2/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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41
4/2/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 180
4/2/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 41
4/2/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
41
4/1/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 18
4/1/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 16
11/10/22 OLDEX-16Letters re: Changes in Accountants  OLD 2

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4/2/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 383


Forms
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, Documents
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& Exhibits
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 in  96 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 56168P
 

        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 50
2/2/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G10
1/4/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 316
6/28/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D5
10/25/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/11/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 7

Letters: 
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1/30/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC7
1/30/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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11/4/22 OLDEX-24Powers of Attorney  OLD 10
9/23/22 OLDEX-10Material Contracts  OLD 4
9/15/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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10/25/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9

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9/23/22 OLDGRAPHICPhotos, Images and Graphs  OLD 33


        

Filings History

Year    # of Filings
In descending order
2024 35
2023 68
2022 63
2021 21

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