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OmniAb, Inc. 
 CA
  SEC # 1846253

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223  SEC Filings
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  from  3/19/21  to  3/25/24  (4 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  OmniAb, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  96 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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3
3/20/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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25

8-K Items: 
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11/7/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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2
11/14/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/20/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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7
3/14/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
8/25/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/7/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
11/7/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
11/7/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
12/1/21 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
11/7/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
11/1/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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4
11/7/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
11/7/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
11/7/22 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/26/23"Submission of Matters to a Vote of Security Holders — Item 5.072
1/9/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
3/31/23
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  Events: 
Other Events — Item 8.019
3/20/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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20

12/19/23EFFECTSEC:  SEC Notices of Effectiveness6
12/14/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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13
12/8/23POS AMRegistration:  Post-Effective Amendments of Registration Statements — Financial Reports
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2
12/8/23S-3Registration:  Registration Statement – Securities for a Transaction — Form S-31
11/9/23424B3Registration:  Prospectuses – New Facts or Events6
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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9
5/1/23ARSUpdate:  Annual Report to Security Holders1
5/1/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A1
5/1/23DEF 14AProxy:  Definitive Proxy Statement — Schedule 14A1
3/30/23POS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits1
2/6/23 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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5
1/3/23 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
10/3/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
9/27/22 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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6
5/16/22 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
4/29/22 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
8/10/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
8/9/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/9/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/12/21 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
5/12/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

Letters: 
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9/20/22 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/25/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 29
12/8/23EX-FILING FEESFiling Fees7
12/8/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders11
12/8/23EX-5Opinions of Counsel re: Legality11
12/8/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)2
8/10/23EX-10Material Contracts70
3/30/23EX-3Articles of Incorporation/Organization and Bylaws10
11/7/22 OLDEX-21Subsidiaries Lists  OLD 3
9/27/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
9/12/22 OLDEX-24Power of Attorney  OLD 1
3/24/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8

Additional Exhibits: 
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3/20/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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37

Financials: 
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3/25/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 24
3/25/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 24
3/25/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,135
3/25/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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42
3/25/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 187
3/25/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 42
3/25/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
42
11/7/22 OLDEX-16Letters re: Changes in Accountants  OLD 2

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3/25/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 576


Forms
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, Documents
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& Exhibits
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 in  132 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 68218J and G07247
 

        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 72
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G17
11/1/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 322
5/18/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
12/13/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
11/1/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/3/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 7

Letters: 
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12/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC10
12/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]10

General Exhibits: 
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11/2/23EX-24Powers of Attorney19
3/24/22 OLDEX-10Material Contract  OLD 1
3/24/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4

Additional Exhibits: 
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11/14/23EX-99Miscellaneous Exhibits, such as Press Releases15

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8/24/22 OLDGRAPHICPhotos, Images and Graphs  OLD 119


        

Filings History

Year    # of Filings
In descending order
2024 11
2023 84
2022 96
2021 32

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