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Hagerty, Inc. 

MI

  SEC # 1840776

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283  SEC Filings   from  1/15/21  to  4/17/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Kauffman Robert I
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Forms , Documents & Exhibits  in  118 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/1/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	33
					8-K Items:
12/22/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	8
12/8/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
3/12/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	9
6/23/23			Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	3
6/23/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	2
12/8/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/8/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
4/1/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	9
6/23/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	3
12/8/21	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
12/8/21	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
6/8/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
3/12/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	18
2/12/24			Events:			•	Other Events — Item 8.01	4
4/1/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	25
3/12/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	3
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	9
9/1/23			EFFECT		SEC:		SEC Notices of Effectiveness	7
8/31/23			424B3		Registration:		Prospectuses – New Facts or Events	15
8/29/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	12
8/17/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	2
7/5/23			D		Registration:		Notice of an Exempt Offering of Securities — Form D	1
4/26/23			ARS		Update:		Annual Report to Security Holders	1
4/26/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	2
1/20/23	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	3
4/28/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	12
3/30/22	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
12/21/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	8
11/10/21	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
10/1/21	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
8/27/21	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
8/18/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
4/9/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
3/18/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
3/18/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/15/21	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
4/1/24			EX-10		Material Contracts			97
3/12/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/12/24			EX-23		Consents of Experts and Counsel			18
3/12/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			15
3/12/24			EX-19		Report Furnished to Security Holders			1
3/12/24			EX-21		Subsidiaries Lists			5
8/17/23			EX-FILING FEES		Filing Fees			4
8/17/23			EX-5		Opinions of Counsel re: Legality			8
6/23/23			EX-3		Articles of Incorporation/Organization and Bylaws			11
8/18/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
4/12/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
2/16/21	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
3/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			60
					Financials:
4/1/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,393
4/1/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			45
4/1/24			EX-101.*		XBRL Data  (XBRL Files)			194
4/1/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			45
4/1/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			45
3/12/24			EX-31		Certifications — §302 – SOA’02			30
3/12/24			EX-32		Certifications — §906 – SOA’02			30
12/21/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
3/12/24			GRAPHIC		Photos, Images and Graphs			659

Forms , Documents & Exhibits  in  167 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 405166 and 01407X

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	90
4/15/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	18
9/20/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	30
6/27/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	9
2/10/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	8
2/14/22	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
12/3/21	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/18/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
					Letters:
8/28/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			9
8/28/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			9
					General Exhibits:
4/3/24			EX-24		Powers of Attorney			40
8/18/21	OLD		EX-10		Material Contracts  OLD			9
8/18/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
12/3/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4
					Graphics:
8/18/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			47

        

Filings History

Year		# of Filings
2024		44
2023		85
2022		64
2021		90