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  SEC # 1835059

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173  SEC Filings
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  from  12/14/20  to  3/21/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ] 
 
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Filings
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Forms
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, Documents
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& Exhibits
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 in  134 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/5/246-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases
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& Conference Calls
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 — Financial Reports
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66
5/31/23SDUpdate:  Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD1
5/1/23NT 20-FUpdate:  Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-251
4/7/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
3/23/23 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/8/23 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 11
3/8/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
3/3/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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15
2/24/23 OLDF-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD 2
2/21/23 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
4/27/22 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
4/27/22 OLD20-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD  — Financial Reports
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5
11/22/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/18/21 OLDF-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form F-1 Registration  OLD 1
11/17/21 OLDF-1Registration:  Registration Statements by Certain Foreign Issuers — Form F-1  OLD  — Financial Reports
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3
11/5/21 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
9/20/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
3/24/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
3/23/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/25/21 OLDF-4Registration:  Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD 4

Letters: 
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2/9/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)4
2/24/23 OLDEX-23Consents of Experts and Counsel  OLD 23
2/24/23 OLDEX-FILING FEESFiling Fees  OLD 3
2/24/23 OLDEX-5Opinions of Counsel re: Legality  OLD 14
2/21/23 OLDEX-10Material Contracts  OLD 23
8/2/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9
4/27/22 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 6
3/30/21 OLDEX-21Subsidiaries Lists  OLD 2
3/26/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/25/21 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
12/14/20 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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7/3/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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47

Financials: 
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8/12/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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878
8/12/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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8
8/12/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 42
8/12/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 6
8/12/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
8
4/27/22 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 3
4/27/22 OLDEX-12Statements re: Computations of Ratios  OLD 6

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2/5/24GRAPHICPhotos, Images and Graphs491


Forms
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, Documents
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& Exhibits
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 in  39 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/21/2425-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 252
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G10
6/30/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D18
3/3/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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3/2/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7
3/2/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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11/14/22 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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3/21/24EX-99Miscellaneous Exhibits, such as Press Releases16

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11/23/22 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 7
2023 63
2022 36
2021 64
2020 3

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