4D Pharma plc    SEC # 1830162

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111  SEC Filings   from  11/25/20  to  2/23/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  4D Pharma plc

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Forms , Documents & Exhibits  in  96 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/23/23	OLD		6-K		Update:		Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases & Conference Calls  — Financial Reports	36
4/29/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
4/26/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
4/21/22	OLD		F-3		Registration:		Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD	3
4/1/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
3/31/22	OLD		20-F		Update:		Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD  — Financial Reports	3
2/18/22	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	11
10/6/21	OLD		F-1		Registration:		Registration Statements by Certain Foreign Issuers — Form F-1  OLD  — Financial Reports	3
9/30/21	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
3/18/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	10
3/18/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
2/24/21	OLD		F-4		Registration:		Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD	6
2/23/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
3/1/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/21/22	OLD		EX-23		Consents of Experts and Counsel  OLD			19
4/21/22	OLD		EX-FILING FEES		Filing Fees  OLD			3
4/1/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			11
3/31/22	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			6
3/31/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			10
3/31/22	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			4
3/31/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
10/6/21	OLD		EX-10		Material Contracts  OLD			18
1/27/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
1/27/21	OLD		EX-21		Subsidiaries List  OLD			1
1/8/21	OLD		EX-9		Voting Trust Agreements  OLD			2
					Additional Exhibits:
2/23/23	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			43
					Financials:
3/31/22	OLD		EX-12		Statements re: Computations of Ratios  OLD			6
3/31/22	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			509
3/31/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			8
3/31/22	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			44
3/31/22	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			4
3/31/22	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			8
					Graphics:
2/7/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			705

Forms , Documents & Exhibits  in  15 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/19/22	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/2/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
2/18/21	OLD		F-6		Registration:		Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6  OLD	1
					Letters:
4/26/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
4/26/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			7
					Additional Exhibits:
7/19/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5
					Graphics:
2/18/21	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2023		4
2022		39
2021		64
2020		4