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Li-Cycle Holdings Corp. 
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  SEC # 1828811

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250  SEC Filings
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  from  3/29/21  to  3/28/24  (Today)

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Most-Recent Filing:    ‘424B3’ — Prospectus – New Facts or Events — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Li-Cycle Holdings Corp. 

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Forms
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, Documents
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& Exhibits
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 in  174 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!424B3Registration:  Prospectuses – New Facts or Events  New Document this Past Month! 40
3/26/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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5

8-K Items: 
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3/25/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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2
3/15/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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1
3/12/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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1
3/26/24 New Document this Past Month!"Cost Associated with Exit or Disposal Activities — Item 2.05  New Document this Past Month!  — ‘EX-2’
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1
3/12/24 New Document this Past Month!
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  New Document this Past Month!  — ‘EX-1’
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1
3/12/24 New Document this Past Month!"Material Modifications to Rights of Security Holders — Item 3.03  New Document this Past Month!  — ‘EX-4’
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1
3/26/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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1
3/26/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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4
3/26/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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5

3/15/24 New Document this Past Month!S-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  New Document this Past Month! 1
3/15/24 New Document this Past Month!POS AMRegistration:  Post-Effective Amendments of Registration Statements  New Document this Past Month!  — Financial Reports
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5
3/15/24 New Document this Past Month!10-KUpdate:  Annual Report — Form 10-K  New Document this Past Month!  — Financial Reports
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1
3/12/24 New Document this Past Month!8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  New Document this Past Month! 3
2/29/24 New Document this Past Month!NT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  New Document this Past Month! 1
12/29/236-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases
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& Conference Calls
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 — Financial Reports
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43
11/8/23CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT2
9/1/23EFFECTSEC:  SEC Notices of Effectiveness9
8/28/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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10
8/18/23F-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-32
4/18/2320-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports
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6
12/9/21 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
11/17/21 OLDF-1Registration:  Registration Statements by Certain Foreign Issuers — Form F-1  OLD  — Financial Reports
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3
10/29/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
8/4/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 33
7/6/21 OLDF-4Registration:  Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD 5

Letters: 
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7/14/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 35
3/25/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 77
3/15/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 5
3/15/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 26
3/15/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 3
3/15/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 20
3/15/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 2
3/15/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/15/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 2
4/18/23EX-13Annual and Quarterly Reports to Security Holders8
3/30/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions3
2/6/23 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
3/17/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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106

Financials: 
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3/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,691
3/26/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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24
3/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 110
3/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 24
3/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
24
3/15/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 2
3/15/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 2
4/18/23EX-12Statements re: Computations of Ratios10
2/6/23 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 4

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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 653


Forms
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, Documents
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& Exhibits
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 in  76 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 50202P
 

        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 18
3/26/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 14
3/13/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 8
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G10
2/1/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14416
1/26/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/5/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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8/28/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC7
8/28/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 23
5/19/23EX-10Material Contracts5

Additional Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! 16


        

Filings History

Year    # of Filings
In descending order
2024 39
2023 58
2022 65
2021 88

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