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Embark Technology, Inc. 
 CA
  SEC # 1827980

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258  SEC Filings
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  from  10/13/20  to  8/14/23  (8 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Embark Technology, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  171 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/14/2315-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
8/4/23EFFECTSEC:  SEC Notices of Effectiveness7
8/2/23S-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration1
8/2/23POS AMRegistration:  Post-Effective Amendments of Registration Statements — Financial Reports
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3
8/2/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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32

8-K Items: 
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5/25/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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6
8/2/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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2
11/8/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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4
3/3/23 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
8/2/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.013
5/31/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
8/2/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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4
11/17/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
11/17/21 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
8/2/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.012
8/2/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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10
8/2/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
11/17/21 OLD"Change in Shell Company Status — Item 5.06  OLD 1
7/18/23"Submission of Matters to a Vote of Security Holders — Item 5.074
9/27/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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5
5/25/23
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  Events: 
Other Events — Item 8.017
8/2/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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22

7/10/23DEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A1
6/26/23DEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A1
6/16/23PREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A1
6/6/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A10
6/1/23424B3Registration:  Prospectuses – New Facts or Events30
5/15/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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8
3/28/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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3
7/15/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
7/1/22 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
6/10/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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10
6/7/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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7
3/22/22 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
1/12/22 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
11/10/21 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 2
11/10/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
11/10/21 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/8/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 36
10/13/21 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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5
5/17/21 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/31/21 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
1/14/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
1/12/21 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
10/13/20 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
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8/2/23EX-3Articles of Incorporation/Organization and Bylaws13
7/6/23EX-10Material Contracts65
6/16/23EX-FILING FEESFiling Fees2
5/25/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders11
5/25/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions4
3/28/23 OLDEX-23Consents of Experts and Counsel  OLD 23
6/7/22 OLDEX-5Opinions of Counsel re: Legality  OLD 7
11/24/21 OLDEX-21Subsidiaries List  OLD 1
9/22/21 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
1/19/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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5/25/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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33

Financials: 
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8/2/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,219
8/2/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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43
8/2/23EX-101.*XBRL Data  (XBRL Files)190
8/2/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)41
8/2/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
43
5/15/23EX-31Certifications — §302 – SOA’0236
5/15/23EX-32Certifications — §906 – SOA’0223
11/17/21 OLDEX-16Letter re: a Change in Accountant  OLD 1

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7/10/23GRAPHICPhotos, Images and Graphs449


Forms
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, Documents
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& Exhibits
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 in  123 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 29079J
 

        
Latest Filing  Type    Category    Description        Documents
     
8/7/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D12
8/4/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 440
8/4/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 319
8/2/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
3/17/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 8
11/8/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 36

Letters: 
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6/6/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7
6/6/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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8/4/23EX-24Powers of Attorney10
6/30/21 OLDEX-10Material Contracts  OLD 4
6/23/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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8/2/23EX-99Miscellaneous Exhibits, such as Press Releases6

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9/29/22 OLDGRAPHICPhotos, Images and Graphs  OLD 149


        

Filings History

Year    # of Filings
In descending order
2023 70
2022 73
2021 111
2020 4

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