Palladyne AI Corp. 

UT

  SEC # 1826681

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343  SEC Filings   from  10/2/20  to  4/9/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/3/24 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  161 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/9/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	52
					8-K Items:
3/29/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	5
9/30/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
11/14/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	10
6/11/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
11/14/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’	3
10/27/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
4/27/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
6/20/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	3
4/9/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01    — ↓‘EX-16’	2
3/26/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	19
3/18/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	5
6/16/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
4/8/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	15
4/8/24			Events:			•	Other Events — Item 8.01	13
4/8/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	35
2/28/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	5
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	11
5/31/23			SD		Update:		Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD	1
5/17/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	4
4/28/23			ARS		Update:		Annual Report to Security Holders	1
4/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	2
4/18/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
11/25/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
11/22/22	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	28
11/21/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
11/15/22	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	3
11/15/22	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
5/13/22	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	5
5/10/22	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
4/27/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
9/24/21	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
9/24/21	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
9/24/21	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
9/13/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	16
8/6/21	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/30/21	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
5/18/21	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
5/14/21	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
1/19/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
1/14/21	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
10/2/20	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
3/26/24			EX-10		Material Contracts			63
3/18/24			EX-3		Articles of Incorporation/Organization and Bylaws			14
2/28/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/28/24			EX-23		Consents of Experts and Counsel			17
2/28/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			13
2/28/24			EX-21		Subsidiaries Lists			4
11/15/22	OLD		EX-FILING FEES		Filing Fees  OLD			4
11/15/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			7
3/29/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
1/20/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
12/30/20	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
4/8/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			44
					Financials:
4/9/24			EX-16		Letters re: Changes in Accountants			3
4/9/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,216
4/9/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			64
4/9/24			EX-101.*		XBRL Data  (XBRL Files)			242
4/9/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			61
4/9/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			64
2/28/24			EX-31		Certifications — §302 – SOA’02			40
2/28/24			EX-32		Certifications — §906 – SOA’02			33
					Graphics:
2/28/24			GRAPHIC		Photos, Images and Graphs			852

Forms , Documents & Exhibits  in  198 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 80359A

        

Latest Filing			Type		Category	Description		Documents
4/2/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	117
3/13/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	29
3/5/24			SCH 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D	1
2/27/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	10
1/26/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	16
11/29/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
9/13/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	16
					Letters:
11/21/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
11/21/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			7
					General Exhibits:
3/13/24			EX-24		Powers of Attorney			29
4/6/21	OLD		EX-10		Material Contracts  OLD			5
4/6/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
10/4/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4
					Financials:
10/4/21	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
9/13/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			110

        

Filings History

Year		# of Filings
2024		24
2023		78
2022		125
2021		113
2020		3