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Alliance Entertainment Holding Corp. 
 FL
  SEC # 1823584

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154  SEC Filings
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  from  9/25/20  to  2/14/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Radcliffe Capital Management, L.P. 
 
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notifications of all
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Filings
involving  Alliance Entertainment Holding Corp. 

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Forms
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, Documents
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& Exhibits
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 in  104 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/24424B3Registration:  Prospectuses – New Facts or Events8
2/8/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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11
1/11/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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28

8-K Items: 
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12/26/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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7
2/13/23 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
5/22/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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2
7/6/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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2
1/11/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.012
2/13/23 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
2/13/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
5/2/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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2
12/21/21 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
2/13/23 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/26/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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4
2/13/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
2/13/23 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
2/13/23 OLD"Change in Shell Company Status — Item 5.06  OLD 1
1/19/23 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
1/8/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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12
1/17/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
1/8/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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21

11/1/23EFFECTSEC:  SEC Notices of Effectiveness4
10/23/23POS AMRegistration:  Post-Effective Amendment of a Registration Statement1
10/18/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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3
9/13/23NT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-251
6/30/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events3
6/29/23CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT2
6/29/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A2
6/28/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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14
6/22/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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8
5/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-252
4/26/23S-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-81
1/27/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
12/12/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
11/30/22 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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5
9/25/20 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
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2/8/24EX-10Material Contracts45
10/23/23EX-23Consents of Experts and Counsel23
10/18/23EX-14Codes of Ethics4
10/18/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders8
7/6/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)4
6/22/23EX-5Opinions of Counsel re: Legality5
4/26/23EX-FILING FEESFiling Fees3
3/30/23EX-21Subsidiaries List1
2/13/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
11/30/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
6/23/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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1/8/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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49

Financials: 
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2/8/24EX-31Certifications — §302 – SOA’0226
2/8/24EX-32Certifications — §906 – SOA’0226
2/8/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,304
2/8/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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43
2/8/24EX-101.*XBRL Data  (XBRL Files)191
2/8/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)43
2/8/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
43
2/13/23 OLDEX-16Letter re: a Change in Accountant  OLD 1

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2/13/24GRAPHICPhotos, Images and Graphs495


Forms
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, Documents
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& Exhibits
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 in  59 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00653H
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G15
7/5/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 411
3/17/23 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/13/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
2/13/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
1/27/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9

Letters: 
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4/21/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC6
4/21/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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6/23/22 OLDEX-10Material Contracts  OLD 2
6/23/22 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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3/17/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17

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2/2/24GRAPHICPhotos, Images and Graphs110


        

Filings History

Year    # of Filings
In descending order
2024 6
2023 77
2022 37
2021 30
2020 4

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