Guild Holdings Co. 

CA

  SEC # 1821160

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209  SEC Filings   from  8/21/20  to  4/17/24  (6 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Neylan David Manuel
New-Filing E-Mail:			Send me notifications of all Filings involving  Guild Holdings Co.

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Forms , Documents & Exhibits  in  75 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/28/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	3
3/28/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	4
3/28/24			ARS		Update:		Annual Reports to Security Holders	2
3/14/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	4
3/12/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	29
					8-K Items:
5/13/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	3
7/2/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
3/12/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	15
8/9/21	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
3/20/23	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	4
10/26/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
10/26/20	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
5/5/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
3/15/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
2/13/24			Events:			•	Other Events — Item 8.01	6
3/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	23
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	10
1/24/22	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
1/24/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
1/20/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	5
12/22/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
10/26/20	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
10/22/20	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/21/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
10/21/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/20/20	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
9/24/20	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
9/24/20	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					Letters:
10/20/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
3/14/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/14/24			EX-23		Consents of Experts and Counsel			12
3/14/24			EX-21		Subsidiaries Lists			6
8/4/23			EX-3		Articles of Incorporation/Organization and Bylaws			5
8/4/23			EX-10		Material Contracts			143
12/22/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
5/13/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
3/23/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
10/26/20	OLD		EX-14		Codes of Ethics  OLD			2
10/15/20	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			25
					Financials:
3/14/24			EX-31		Certifications — §302 – SOA’02			28
3/14/24			EX-32		Certifications — §906 – SOA’02			14
3/14/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,294
3/14/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			43
3/14/24			EX-101.*		XBRL Data  (XBRL Files)			165
3/14/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			43
3/14/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			43
					Graphics:
3/28/24			GRAPHIC		Photos, Images and Graphs			366

Forms , Documents & Exhibits  in  135 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 40172N

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	94
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	29
6/6/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
7/5/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	15
10/20/20	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
1/20/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
1/20/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
5/5/23			EX-24		Powers of Attorney			30
					Additional Exhibits:
1/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases			2
					Graphics:
2/7/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			54

        

Filings History

Year		# of Filings
2024		13
2023		47
2022		41
2021		49
2020		59