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SoFi Technologies, Inc. 
 CA
  SEC # 1818874

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595  SEC Filings
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  from  7/27/20  to  3/26/24  (2 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/25/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  SoFi Technologies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  188 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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55

8-K Items: 
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3/26/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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9
6/4/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
1/29/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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11
3/8/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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3
5/18/21 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
3/26/24 New Document this Past Month!"Unregistered Sales of Equity Securities — Item 3.02  New Document this Past Month!  — ‘EX-1’
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8
6/4/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
6/4/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/22/21 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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1
6/4/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/25/24 New Document this Past Month!"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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11
6/4/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
6/16/23"Submission of Matters to a Vote of Security Holders — Item 5.073
3/26/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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7
3/5/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 17
3/8/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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39

2/27/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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6
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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10
4/28/23ARSUpdate:  Annual Report to Security Holders1
4/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A3
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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3
4/14/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A — Financial Reports
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2
3/17/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
7/28/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
7/22/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
7/15/22 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
7/15/22 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
7/13/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 26
3/15/22 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/3/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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6
5/28/21 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 2
5/28/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
5/28/21 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/20/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 42
5/17/21 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
4/22/21 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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5
10/13/20 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/8/20 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
7/27/20 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
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3/8/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 14
3/8/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 67
2/27/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/27/24EX-23Consents of Experts and Counsel25
2/27/24EX-21Subsidiaries Lists5
3/17/23 OLDEX-FILING FEESFiling Fees  OLD 5
3/17/23 OLDEX-5Opinions of Counsel re: Legality  OLD 15
2/24/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
11/18/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
6/4/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
3/17/21 OLDEX-14Codes of Ethics  OLD 2
2/10/21 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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3/5/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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72

Financials: 
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3/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,889
3/26/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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68
3/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 267
3/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 63
3/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
68
2/27/24EX-31Certifications — §302 – SOA’0240
2/27/24EX-32Certifications — §906 – SOA’0236
6/4/21 OLDEX-16Letter re: a Change in Accountant  OLD 1
4/22/21 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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3/8/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 700


Forms
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, Documents
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& Exhibits
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 in  449 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 83406F
 

        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 308
3/19/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 38
2/16/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 335
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G8
8/17/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
12/6/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/20/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 42

Letters: 
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7/22/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7
7/22/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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2/7/22 OLDEX-24Powers of Attorney  OLD 26
1/12/21 OLDEX-10Material Contracts  OLD 4
1/12/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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12/6/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9

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5/20/21 OLDGRAPHICPhotos, Images and Graphs  OLD 188


        

Filings History

Year    # of Filings
In descending order
2024 40
2023 129
2022 165
2021 240
2020 21

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