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ConvexityShares Trust 
 NJ
  SEC # 1817218

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65  SEC Filings
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  from  7/9/20  to  12/12/23  (4 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  ConvexityShares Trust 

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Forms
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, Documents
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& Exhibits
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 in  56 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/12/2315-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 151
11/27/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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8

8-K Items: 
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7/3/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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1
7/3/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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1
11/27/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.011
11/1/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.013
5/24/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
7/3/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
7/3/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.022
7/3/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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2
11/1/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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1
7/3/23
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  Events: 
Other Events — Item 8.012
11/1/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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6

11/16/23EFFECTSEC:  SEC Notices of Effectiveness3
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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6
11/7/23POS AMRegistration:  Post-Effective Amendments of Registration Statements4
11/1/23424B3Registration:  Prospectuses – New Facts or Events12
5/24/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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7
3/31/23 OLD10-KUpdate:  Annual Report — Form 10-K  OLD  — Financial Reports
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1
3/30/23 OLD424IRegistration:  Prospectus – Exchange-Traded Vehicle Securities – Annual Supplement  OLD 1
3/27/23 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
8/16/22 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
8/15/22 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
8/12/22 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
6/9/22 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/19/21 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
3/19/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 3

General Exhibits: 
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7/3/23EX-3Articles of Incorporation/Organization and Bylaws3
7/3/23EX-10Material Contracts17
4/28/23EX-23Consents of Experts and Counsel3
4/28/23EX-5Opinions of Counsel re: Legality2
4/28/23EX-8Opinions of Counsel re: Tax Matters2
3/31/23 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
3/30/23 OLDEX-FILING FEESFiling Fees  OLD 2

Additional Exhibits: 
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11/1/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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3

Financials: 
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11/27/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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214
11/27/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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15
11/27/23EX-101.*XBRL Data  (XBRL Files)67
11/27/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)15
11/27/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
15
11/13/23EX-31Certifications — §302 – SOA’0214
11/13/23EX-32Certifications — §906 – SOA’0214

Graphics: 
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11/13/23GRAPHICPhotos, Images and Graphs103


Forms
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, Documents
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& Exhibits
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 in  10 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 21258A
 

        
Latest Filing  Type    Category    Description        Documents
     
11/27/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
12/30/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
8/16/22 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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5/17/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC6
5/17/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

Additional Exhibits: 
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11/27/23EX-99Miscellaneous Exhibit1


        

Filings History

Year    # of Filings
In descending order
2023 35
2022 21
2021 6
2020 3

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