Applied UV, Inc. 

NY

  SEC # 1811109

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220  SEC Filings   from  5/13/20  to  4/16/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘S-1’ — Registration Statement (General Form) — Form S-1 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Applied UV, Inc.

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Forms , Documents & Exhibits  in  174 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/16/24			S-1		Registration:		Registration Statements (General Form) — Form S-1	22
4/16/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	6
4/12/24			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	4
4/5/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	55
					8-K Items:
4/5/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	24
2/1/23	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
3/15/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	3
8/28/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
4/2/24			"			•	Unregistered Sales of Equity Securities — Item 3.02    — ↓‘EX-1’	8
4/2/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03    — ↓‘EX-4’	6
6/17/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/30/21	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
2/15/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	10
12/18/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	3
5/30/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
2/23/22	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ↓‘EX-17’	1
5/30/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	4
4/2/24			Events:			•	Other Events — Item 8.01	13
4/2/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	41
4/1/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	2
3/29/24			424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events	1
12/26/23			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	3
11/17/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	12
11/15/23			424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events	5
11/14/23			S-1MEF		Registration:		Registration Statements to Add Securities to Prior Form S-1 Registrations	2
11/14/23			EFFECT		SEC:		SEC Notices of Effectiveness	7
11/13/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	4
9/25/23			PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C	1
9/25/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	24
4/18/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	2
4/18/23	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
4/6/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
7/5/22	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
8/13/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	5
7/15/21	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
7/14/21	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
7/13/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
3/3/21	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
9/2/20	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
6/24/20	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
					General Exhibits:
4/16/24			EX-23		Consents of Experts and Counsel			31
4/16/24			EX-FILING FEES		Filing Fees			9
4/16/24			EX-5		Opinions of Counsel re: Legality			14
4/16/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/16/24			EX-14		Code of Ethics			1
4/16/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			18
4/16/24			EX-19		Report Furnished to Security Holders			1
4/16/24			EX-21		Subsidiaries Lists			4
4/2/24			EX-10		Material Contracts			60
4/2/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			16
12/18/23			EX-3		Articles of Incorporation/Organization and Bylaws			33
12/23/22	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
12/20/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
					Additional Exhibits:
4/2/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			46
					Financials:
4/16/24			EX-31		Certifications — §302 – SOA’02			34
4/16/24			EX-32		Certifications — §906 – SOA’02			34
4/16/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,025
4/16/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			58
4/16/24			EX-101.*		XBRL Data  (XBRL Files)			245
4/16/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			55
4/16/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			58
6/17/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			512

Forms , Documents & Exhibits  in  53 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 03828V

        

Latest Filing			Type		Category	Description		Documents
8/21/23			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	2
7/21/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	8
2/10/23	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	7
2/6/23	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
2/6/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	16
7/13/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
					Letters:
9/29/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			12
9/29/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			12
					Graphics:
7/6/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			155

        

Filings History

Year		# of Filings
2024		9
2023		60
2022		44
2021		57
2020		50